Skip to main content
Skip to content
Case File
sd-10-EFTA01365920Dept. of JusticeOther

EFTA Document EFTA01365920

From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financial Collateral Acct (I) Classification: For Internal use only All of the facts should be widely known at this point. CRM doesn't set up accts. If it isn't KCP, then it's someone who KCP is working with to get the accts set up. They weren't set up properly from the beginning, because the back office hasn't been provided what the

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01365920
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financial Collateral Acct (I) Classification: For Internal use only All of the facts should be widely known at this point. CRM doesn't set up accts. If it isn't KCP, then it's someone who KCP is working with to get the accts set up. They weren't set up properly from the beginning, because the back office hasn't been provided what the

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financial Collateral Acct (I) Classification: For Internal use only All of the facts should be widely known at this point. CRM doesn't set up accts. If it isn't KCP, then it's someone who KCP is working with to get the accts set up. They weren't set up properly from the beginning, because the back office hasn't been provided what they need to do so. This is ultimately KCP's responsibility. CRM has nothing to do with onboarding. There have been numerous emails on this on which your team has been included. From: Daniel Sabba Sent: Wednesday, September 02, 2015 2:50 PM To: Roddy Moore; Vahe Stepanian; Ariane Dwyer Cc: Troy-D Williams Subject: RE: URGENT: Collateral Admin - N4G026161 [I] Classification: For Internal use only I am still gathering the facts here, but who set up these collateral accounts initially? Was it CRM or KCP? And why weren't they set up correctly from the beginning? From: Roddy Moore Sent: Wednesday, September 02, 2015 2:40 PM To: Vahe Stepanian; Ariane Dwyer Cc: Troy-D Williams; Daniel Sabba Subject: RE: URGENT: Collateral Admin - N4G026161 [I] Classification: For hint use only If she is out, then why can't you take care of it? The collateral still isn't being monitored properly. Given what happened last week, I'd hope that we'd want to spare your team from having to go back to the client with a call that contradicts his exposure report. From: Vahe Stepanian Sent: Wednesday, September 02, 2015 2:37 PM To: Roddy Moore; Ariane Dwyer Cc: Troy-D Williams; Daniel Sabba Subject: RE: URGENT: Collateral Admin - N4G026161 [I] Classification: For Internal use only Roddy - Ari is out of the office today. She will follow up with you tomorrow morning. Thank you, Vahe From: Roddy Moore Sent: Wednesday, September 02, 2015 2:33 PM To: Arians Dwyer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057328 CONFIDENTIAL SDNY_GM_00203512 EFTA01365920

Related Documents (6)

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01404801

0p
DOJ Data Set 10OtherUnknown

EFTA01282628

32p
DOJ Data Set 10OtherUnknown

EFTA01406906

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01399574

Subject: Jeffrey Epstein / Southern Financial [I] From: Keith Buckholz < M > Date: Tue, 26 Sep 2017 18:12:04 -0400 To: Kimberly Hart a Cc: Nicholas Haigh Classification: For internal use only Kim, I want to bring this relationship to your attention given his background. KCP would like to re-engage this client from a credit risk (OTC derivatives) standpoint. Prior to providing CRM approval to trade OTC derivatives I wanted to ensure that this client has gone through the high risk KYC pr

2p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01365961

From: Patrick Campion Sent: Friday, May 18, 2018 4:14 PM To: Anthony Western <anthoni.westerniadb.com>; Kimberly Hart <kimberly.hart@_db.com>; Stewart Oldfield <[email protected]>; Charlie Burrows <[email protected]>; Nicholas Haigh <[email protected]>; Rachel Goodwin <[email protected]> Cc: Andrew Gallivan <andrews,[email protected]> Subject: RE: Ashley deposit update [I] Classification: For Internal use only Thank you Tony. I'm comfortable with those proposed controls and

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01355986

personal representatives who obtain such rights solely by operation of law. The rights, benefits and protections of Secured Party under this Agreement shall also inure to the benefit of any affiliate of Secured Party (other than Intermediary) which has been granted a security interest in the Securities Account pursuant to separate documentation executed for the benefit of both the Secured Party and such affiliate. Section 10. Notices. Any notice, request or other communication required or

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.