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EFTA Document EFTA01367594EFTA Document EFTA01367596
Case File
sd-10-EFTA01367595Dept. of JusticeOther

EFTA Document EFTA01367595

We can still offer the following terms: Notional: 1,000,000 shares of AAPL Term: 1 year Southern Financial receives: Total return in AAPL Southern Financial pays: 1mL + 75bps commissions: 3 cents per share to enter and exit the trade. There is no additional break up fee. Execution: we would suggest best efforts VWAP for execution (Embedded image moved to file: pic15814.gif) Daniel sabba Director I Key client Partners Deutsche Bank Securities Inc Deutsche Asset & wealth management

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Dept. of Justice
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sd-10-EFTA01367595
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We can still offer the following terms: Notional: 1,000,000 shares of AAPL Term: 1 year Southern Financial receives: Total return in AAPL Southern Financial pays: 1mL + 75bps commissions: 3 cents per share to enter and exit the trade. There is no additional break up fee. Execution: we would suggest best efforts VWAP for execution (Embedded image moved to file: pic15814.gif) Daniel sabba Director I Key client Partners Deutsche Bank Securities Inc Deutsche Asset & wealth management

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
We can still offer the following terms: Notional: 1,000,000 shares of AAPL Term: 1 year Southern Financial receives: Total return in AAPL Southern Financial pays: 1mL + 75bps commissions: 3 cents per share to enter and exit the trade. There is no additional break up fee. Execution: we would suggest best efforts VWAP for execution (Embedded image moved to file: pic15814.gif) Daniel sabba Director I Key client Partners Deutsche Bank Securities Inc Deutsche Asset & wealth management 345 Park Avenue, 26th Floor SON (Embedded image moved to file: pic32718.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059179 CONFIDENTIAL SDNY_GM_00205363 EFTA01367595

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