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sd-10-EFTA01368019Dept. of JusticeOther

EFTA Document EFTA01368019

1U1 1,400/.4VIZi4D/OZ 'move iya7 OJT ILASUA:zunt, mum au rotor- tome 1. General Terms: Trade Date. Buyer: Seiler: Currency Option Style. Currency Opbon Type' Put Currency and Put Currency Amount Call Currency and Call Currency Amount Expiation Date Expiration Time. Settlement Date: Strike Price: Premium. Premium payable by: Premium Payment Date. Premium Payment Instructions-. Business Days Additional Dsruption Event Provisions for Applicable an Offshore Derive-able CNY Tr

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Dept. of Justice
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sd-10-EFTA01368019
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1U1 1,400/.4VIZi4D/OZ 'move iya7 OJT ILASUA:zunt, mum au rotor- tome 1. General Terms: Trade Date. Buyer: Seiler: Currency Option Style. Currency Opbon Type' Put Currency and Put Currency Amount Call Currency and Call Currency Amount Expiation Date Expiration Time. Settlement Date: Strike Price: Premium. Premium payable by: Premium Payment Date. Premium Payment Instructions-. Business Days Additional Dsruption Event Provisions for Applicable an Offshore Derive-able CNY Tr

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
1U1 1,400/.4VIZi4D/OZ 'move iya7 OJT ILASUA:zunt, mum au rotor- tome 1. General Terms: Trade Date. Buyer: Seiler: Currency Option Style. Currency Opbon Type' Put Currency and Put Currency Amount Call Currency and Call Currency Amount Expiation Date Expiration Time. Settlement Date: Strike Price: Premium. Premium payable by: Premium Payment Date. Premium Payment Instructions-. Business Days Additional Dsruption Event Provisions for Applicable an Offshore Derive-able CNY Transaction and ISDA Offshore Deliverable CNY Transactbn Demotion Fallback Matrix 2. Representations: 12 .1,,,a.jusi 2014 Party fir Party A European USD Put/CNv Calf USD 75100.000 00 CNY 462,000ATJ CO 12 fullest 2015 1500 hors (Local time in Tokyo) 14 August 2015 CNY 0 18000 per USD 1 00 USD 273 083 CO Party 8 14 August 2014 a k New Yak. Belting and Hong Kong Each party represents to the other party as of the date that it enters into this Transaction that (absent a written agreement between the parties that expressly imposes affirmative obligations to the contrary for this Transacton): Non-Reliance. It is acting for its ova account, and rt has made as cum independent decisions to enter into this Transaction and as to whether the Transaction is appropriate or proper for it based upon its awl judgement and coon advice from such advisers as it has deemed necessary It is not raying on any communication (wertten or oral) of the other party as investrnant advice or as a recormendator to enter -nth this Transaction, it being understood that information and explanations related to the terms and conditions of this Transaction shall not be considered to be investment advice or a recommendation to enter into the Transaction. No communication (written or oral) received from the other party shall be deemed to be an assurance or guarantee as to the expected results of this Transaction. 00 Assessment and Understanding It is capable of assessing the manta of and understanding (on its own behalf or through independeet profession& advice), and understands and accepts the terms and condi:ors and risks of this Transaction. It is also capable of assorting, and assumes, the risks of the Transaction (la) Status of Patties. The other party is not acting as a fiduciary for or adviser to it n respect of this Transaction. Please confirm that the foregoing correctly sets forth the terms of our agreement by executing the copy of this Confirmation enclosed for that purpose and returning it to us or by sending to us a letter or facsimile substantially sinter to this letter, which letter or facsimile sets forth the material terms of the Transaction to which this Confirmation relates and indicates your agreement to those terms.. Confir above written. PRIVA S PMt ALEX BROWN AC SOUTHERN FINANCIAL LLC By' By. Name: jeSistty Gerfkia Name Authorised Signatory " Authorised Signatory For any query t.r tg to this Contestation. please contact us on If you agree with the detans 01 tNs confirmation, please sign and return to fax nurnbe This Is a computer generated cortarmation and does not require a Deutsche Bank AG authorised signature. Deutsche Bank AG is authonsed under German Banking Law (cernottert authority. Elfin - Federal Frnanoal Supervnaig Auttionlyi and nick:triedbyMe Pomo& Services Au Ito* fu the conduct of UK busineSs. a mentor the London Reck Exenar.r. Deutsche Bank AG is e joint stock corporationwith fl ied Fatorty floarperated in the Federal Rep Frankfurt am Main. &arch Reistreficn in England and viii:es BR00O305. Registered address. London ED214 209 (101071 Deutsche Bank Group Woe hilarAwniv deutsche-be:lc can CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059672 CONFIDENTIAL SONY GM_00205856 EFTA01368019

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