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sd-10-EFTA01424993Dept. of JusticeFinancial Record

EFTA Document EFTA01424993

Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W

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sd-10-EFTA01424993
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Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein [mailto: Sent: Monday, September 17, 2018 1:07 PM To: Stewart Oldfield Cc: Richard Kahn >; Bradley Gillin t; Richard Iarossi < EFTA01424993 Subject: Re: Any chance you also have the Mort certificate handy? Thanks Additional COGS attached Thank you, Bella Tel: On Sep 14, 2018, at 10:08 AM, Bella Klein a wrote: Attached is what I have, expecting others next week Thank you, Bella Tel: EFTA01424994 On Sep 14, 2018, at 10:04 AM, Stewart Oldfield <a> wrote: Thanks. Do you have an ETA on the other ones? From: Bella Klein [mailto: Sent: Friday, September 14, 2018 10:03 AM To: Stewart Oldfield Cc: Richard Kahn Subject: Re: Any chance you also have the Mort certificate handy? Thanks Mort COGS is attached Thank you, Bella Tel: EFTA01424995 On Aug 31, 2018, at 9:09 AM, Stewart Oldfield ‹ > wrote: Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01424996 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424997 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424998

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Related Documents (6)

Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01420961

Subject: FW: Any chance you also have the Mort certificate handy? Thanks From: Stewart Oldfield Date: Mon, 24 Sep 2018 10:58:44 -0400 To: Bradley Gillin From: Richard Iarossi Sent: Monday, September 17, 2018 5:54 PM To: Bella Klein ; Stewart Oldfield ; Bradley Gillin Subject: RE: Any chance you also have the Mort certificate handy? Thanks Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstandi

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Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Vijay-A Sawant <E M> Date: Mon, 24 Sep 2018 07:07:22 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iarossi Mayur Rathod Hello Stewart, Please note that KYC Case 01983253 for Mort Inc has been assigned to you for your review. Request you to kindly forward to AML, if all ok or advise if any updates required in this case, thanks. Kind Regards, {cid:1 [email protected]} Vi

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Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Stewart Oldfield Date: Mon, 24 Sep 2018 09:17:30 -0400 To: Vijay-A Sawant Cc: Bradley Gillin Richard Iarossi < Mayur Rathod ca• Submitted. Thanks From: Vijay-A Sawant Sent: Monday, September 24, 2018 7:07 AM To: Stewart Oldfield Cc: Bradley Gillin ; Richard Iarossi Mayur Rathod <Ma> Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] Importance: High Hello Stewart, Please

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Subject: Re: wiring limit From: Richard Kahn ‹ > Date: Thu, 11 Oct 2018 11:34:28 -0400 To: Richard Iarossi Cc: Bella Klein Stewart Oldfield Bradley Gillin thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 10, 2018, at 6:13 PM, Richard Iarossi Hi Bella, The wire limit has been increased to $20mn. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor

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Dept. of JusticeFinancial RecordUnknown

EFTA Document EFTA01423545

Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Vijay-A Sawant Date: Mon, 24 Sep 2018 To: Stewart Oldfield Cc: Mayur Rathod Many thanks, Stewart!! Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From:

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EFTA Document EFTA01426241

Subject: Re: wiring limit From: Bella Klein Date: Wed, 10 Oct 2018 18:51:59 -0400 To: Richard Iarossi Cc: Richard Kahn Stewart Oldfield Bradley Gillin Great Thank you, Bella On Oct 10, 2018, at 6:13 PM, Richard Iarossi < › wrote: Hi Bella, The wire limit has been increased to $20mn. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Fr

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