EFTA Document EFTA01368130

Tn party Agent C'aSS2fication SIC Cede CIass:fication Bundesbank Sec!or Code Business Relationship Status Inactive Inactive Active Inactive Adoption Location United Kingdom United States United Kingdom United States Related Parties BR Name Southern Financial. LLC_Markets_NSP Southern Financial, LLC_Markets_NSP Southern Financial LLC_Markets_NSP Southern Financial, Uc AC ORDER_Markets_NSP Business Unit Name Markets Markets Markets Markets Folder ID MASTER-57623 MASTER-57623 Entity Information Eligible Deferral Deferral Migration For Fla Expiration Date Deferral g Date Yes No Deferral Last Activation Review Date Date Next Review Date KYC Status Adoption Entity View BR DB AG (London) 1007494283 DBSI 1007494283 DB AG (London) 1010240825 Agent DBSI 1014449003 Principal Entity Type Ultimate Beneficiary Owners Legal Representative 01/01/197003/09/201801/01/19702018051720190517Completed No 01/01/197001011197001/01/19702018051720190517Completed 01/01/197001/01/197001/01/19702015011620160116Completed Participant Role Principal Principal N 6159 9126 Adoption Date 26/07/2017 20/01/2015 15/07/2016 08/12/2017 • • Entity Name Jeffrey Edward Epstein Jeffrey Edward Epstein Eligible ConditionalAdoptionCalculation Risk for Conditional Approval Deferral Approval Status Location Reason Ratingexpiratierf Expiry DateEscalation DE GB US Global Standard Date High 03/09/201901/01/1970 HIGH 01/01/197001/01/1970 true High 01/01/197001/01/1970 true CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL Page 3 DB-SDNY-0059791 SDNY_GM_00205975 EFTA01368130