EFTA Document EFTA01368133

Nace Code Nace Description Activates auxiliary to financial intermediation n.e.c. Is DB facing a shell bank' No Is this client involved in any of the following Industries: No Is the entity a Private Investment Vehicle i.e. a private investment company. foundation or trust set up for/on behalf of a high net worth individual(s)Hamily" No During the course of due diligence has any nexus to the Credit Directives policy been discovered? No Ownership Ownership Ownership Structure UBO Legal ActualOwnershipPercentageName Selected Parent°,Address Type 10003 Beneficial Indvkitrats if true, page is not involved CountryLevelplisEp In database operations N First e Country Party ID PCRHitDetect Of Birth- PartyTmpFlag EntityLevel Name Jeffrey Southern Edward.. Financial.DOMICILEtrue 1 United false Epstein LLC States It true, page Is Is First not Address PEPStatusDescActuatOwnershipPercentageUBOName involved Type database operations 10000 Screening Results EntityTypels PEP Irdiv • First Date of Is Tmp Last BusinessConclusion Entity ID Nationality— Status Businessinterest0fPEP Name Birth -- riag Name Individual is neither a PEP nor United Yes Jeffreytrue DOMICILEIndividual reiated/doseEdward falseActive Epstein States associate of a PEP Page 6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059794 CONFIDENTIAL SDNY_GM_00205978 EFTA01368133