EFTA Document EFTA01368903

From: Stewart Oldfield Sent: 10/31/2018 9:16:29 AM To: Mayur Rathod CC: Richard larossi Vijay-A Sawant Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (II Vinita Advani Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod wrote: Classification: For Internal use only Hi Rich, Hope all is well. Following up on the below email sent by Vijay regarding pending rejection items. Do we have any update on the same. Thanks & Regards <image001.gif> Mayur Rathod KYC Case Representative Deutsche GIB Centre Private Limited Wealth Management Floor 1, Bi, DB Centre Mumbai Ninon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel. Email: From: Vijay-A Sawant Sent: Friday, October 26, 2018 2:37 PM To: Stewart Oldfield Cc: Bradley Gillin Richard larossi Alka Babu Mayur Rathod Vinita Advani CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060886 CONFIDENTIAL SDNY_GM_00207070 EFTA01368903