EFTA Document EFTA01371319

From: Kevin Wilson on behalf of AmIcompliance Inquiries Sent: 9/27/2016 7:42:38 AM To: Stewart Oldfield CC: Amlcompliance Inquiries Subject: Inquiry regarding accoun Importance: High Classification: For Internal use only Good Morning: UTTERFLY TRUST , Case 137428 DI The above referenced account has had the following recent activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 7 business days. Accoun Client: BUTTERFLY TRUST had an outgoing wire for $237,270.00 on 3/31/2015 to at STANDARD CHARTERED BANK NEW YORK and an outgoing wire for $25,000.00 on 1/29/2015 to t JPMORGAN CHASE. 1. What is the purpose of these Outgoing wires? 2. What is the relationship between the client and the beneficiary 3. What is the relationship between the client and the beneficia Account Client: BUTTERFLY TRUST had an outgoing wire for $50,000.00 wire on 2/7/2015 to KARYNA SHULIAK at JPMORGAN CHASE. 1. What is the purpose of this Outgoing wire? 2. What is the relationship between the client and the beneficiary KARYNA SHULIAK? Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen Griiften, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 ax: PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064636 CONFIDENTIAL SDNY_GM_00210820 EFTA01371319