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sd-10-EFTA01371320Dept. of JusticeOther

EFTA Document EFTA01371320

From: Richard Kahn Sent: 1/31/2017 9:38:34 AM To: Stewart 0ldfield Subject: Re: thank you call me when you are free so we can discuss Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cel On Jan 31, 2017, at 9:35 AM, Stewart Oldfield wrote: Thank you, it was great to get so much time together. Who was the other guy at the table next to Darren? I will send an overview of the muni structure and see if I can pull some exemplar bonds. Woul

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From: Richard Kahn Sent: 1/31/2017 9:38:34 AM To: Stewart 0ldfield Subject: Re: thank you call me when you are free so we can discuss Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cel On Jan 31, 2017, at 9:35 AM, Stewart Oldfield wrote: Thank you, it was great to get so much time together. Who was the other guy at the table next to Darren? I will send an overview of the muni structure and see if I can pull some exemplar bonds. Woul

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From: Richard Kahn Sent: 1/31/2017 9:38:34 AM To: Stewart 0ldfield Subject: Re: thank you call me when you are free so we can discuss Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cel On Jan 31, 2017, at 9:35 AM, Stewart Oldfield wrote: Thank you, it was great to get so much time together. Who was the other guy at the table next to Darren? I will send an overview of the muni structure and see if I can pull some exemplar bonds. Would he do this himself or recommend to someone else? Happy to focus on a particular state or show several if you like. Also, we didn't get to discuss his cash balances (mostly because I didn't want to bring it up in front of someone I don't know). We would love to move his cash to DB AG NY and pay him a materially higher rate than we do now. Hopefully that would cause him to bring more cash in from other places as well. Thanks From: Richard Kahn [rsacjillp. Sent: Tuesday, January 31, To: Stewart Oldfield Subject: great seeing you and meeting todd yesterday jeffrey likes muni idea a lot - would you be able to send over some info on trade ideas today thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064637 CONFIDENTIAL SDNY_GM_00210821 EFTA01371320

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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He's out of the country all of next week unfortunately. Please let me know the next time Jeffrey is free. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. I I I I M From: Richard Kahn (maitto Sent: Thursday, January 12, M To: Stewart Oldf Cc: Lesley Groff Subject: Re: JE mee mg with Todd Stevens week of Jan. 30th? [C] i spoke

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To: Stewart Oldfield Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel ce On Jul 24, 2017, at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Cli

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thank you again and sounds like a fun night i will forward name later today or tomorrow am Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell On Aug 23, 2016, at 3:12 PM, Stewart Oldfield wrote: Perfect. Please let me know who else is joining on your side. I should be able to get the tickets to you in the next couple of days. Right now, looks like I will be there with Joe Dursi (who you've met) and we will be j

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On Au 25 2017 at 10:34 AM, Stewart Oldfield wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22 2017 5:24 PM To: 'Richard Kahn' <r Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 51h that a lot of people will be at. Then I'm out the 11th-13th at the DB Technology conference (let me know if you want to join in Las Vegas .. .) Can we try for the 14th or 151°? Thanks From: Richard Kahn mailto Sent:

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EFTA Document EFTA01344937

To: Stewart Oldfield Cc: Lesley Groff < Subject: Re: JE meeting with Todd Stevens week of Jan. 30th? [C] i spoke with Jeffrey yesterday and he would love to have a meeting not sure of his schedule for Jan 30th yet but do believe he will be in town the end of next week i have copied Lesley on this email who can assist with scheduling stewart please come back to us with some specific dates for your availability along with Todd thank you Richard Kahn FIBRK Associates Inc. 575 Lexington Av

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