EFTA Document EFTA01371935

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Account Activity Opening Oozing Accrued Income 30-Day Current Cawing Date Quantity Number Ending Ban Balance Income Yield Yield CASH, MONEY FUNDS. AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITSPROGRALI 12101/18 73,035.200 WA 12131118 73,001.10 73,035.20 17.61 229.53 WA N/A Total FDIC Insured Bank Deposits $73,001.10 $73,035.20 $17.61 $229.53 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,001.10 $73,035.20 $17.61 $229.53 Date Acquired Quantity Unit Cost Cod Bads Market Pala EQUITIES 99.00% of Portfolio Common Stocks APPLE INC COM Security Identtier:AAPL Dividend Oplion:Cash CUSP:037833E Market Value Unmated Gain Loss Estimated Estimated Annual Income Yield 12107/17 100,000.000 169.8140 16,981,416.00 157.7400 15,774,000.00 -1202416.00 292.000 00 1.85% Total Common Stocks $18,981,416.00 515,774,000.00 41,207,416.00 1292 000 00 TOTAL EQUITIES $16,961,416.00 515,774,000.00 41,207,416.00 1292 000 00 TOTAL PORTFOLIO HOLDINGS Cod Bade 517.054.451 20 Markel Value $15.847.03520 Unrealized Gain, Lou 41.207.416.00 Accrued Interest 50.00 5292.229.53 Estimated Annual Income Generally. securities acquired before 2011, in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncoverer. Securities marked as "coverer. were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, et the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Account Nvmebsdi. n:c Page 3 of 9 Go paperless MX a4000t.C4IIVItf 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR through Penabos UM. • wholly *ad subsidurey of The Bakal Ni. Yea Make Comeration (BNY Mellen) PtiShra LLC. motto( AURA. NYSE SIPC DB-SDNY-0065531 SDNY_GM_00211715 EFTA01371935