EFTA Document EFTA01372085

Schedule of Realized Gains and Losses Current Period (continued) Dale Dale Realized Description Disposed Acquired Designation CMposition Method Transaction Ouaniiiy Proceeds Col Basis Gsinrioss Short Term (continued) SLPANESE YEN CURRBIC 02/11/19 06/19/18 Noncovered' Fist In First Out !BUY 49.000 0.45 0.44 0.01 Secslily Identifier: )Y999993 DEUTSCHE BANK AG NTS 02111/19 06101/18 Covered Rrst In First Out! SEI.I. 1.000.000.000 878,474.00 917,776.00 -39,302.00 625AM33 4 296%05124/289E Adjustment: 4,381$ Adjustment Type: R DTO 05/24/13CLB Original Cost Basis: 911,776.00 Security Identifier: 25525AM3 DEUTSCHE BK AG N Y 02/11/19 06101/18 Covered Ant In First Out !SELL 1,000,000.000 813,494 00 868,256.00 .54,762.00 NIUS151526BN89 4975%12/013 Adjustment: 3,989.13 Adjustment Type: R 2 8/EDTD VOIRCLB Original Cost Basis: 868256.00 Security Identifier: 25526BN8 Total Short Term 7 523,892 72 7,656,329.67 .132 436 95 Long Term CENTENECORP DEL COM 02/05/19 09108114 Covered first In First Out! SELL 15,550.900 1,979,776.99 989,679.75 990 097 24 Security Identifier: 15135Bt 1 GENERAL ELEC CO GTD 02/11/19 12/03115 Noncovered' Rrst In First Out !SELL 2,469,000.000 1,691,259.00 2,175,016.17 -483.757 17 G RT NON-CUMULATIVE PERPETUAL Adjustment. 5133.45 Adjustment Type: R PREFERRED 4000%4103165 REG Original Cosl Basis: 215.0%.17 Security Identifier: 3896048M4 SOUTHERN CALIF EDI SO 02/11/19 01/30/12 Noncovered" First In First Out /SELL 3,000,000.000 2,804,994.00 2,997,291.36 ,192,297.36 SERE 6250%0911162WEDTO Original Cost Basis: 2,992,564.97 0/17112CLB Security Identifier: 842400FU2 Total Long Term 6,476,029.99 6,161,987.28 314 042 71 Total Short and Long Term 13,999,922.71 13,818,318.95 181.605 76 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of in, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099.B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. Page 8 of 113 Account Number: RIG-013804 6:L2%6,1MDS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperiess AIX MOW 14)11.NW 4 Road ticellent Every Year Since2007 OALBAR MITOCOMIAVNICA1104 EXCELLDKE ClurtsthroushRineill.Cantityamd subskrom of The Bo4 ol 114 NM 114on Cmorabon (BNY Mellon) Pa shr° LLC. ~bet FINRA. NYSE StPC DB-SDNY-0065685 SDNY_GM_00211869 EFTA01372085