EFTA Document EFTA01290001

PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 SOUTHERN TRUST COMPANY INC 610 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 BO 2 NMI:Iv .. nl Ncelh.....gtmest Marini <petal< C404 O.M,1M IlardiSr:wiDei Inc ryed a )45 PoNt Att %v. )60 Ficxx Nerd 'CM% 10154 ROM. *GC 14, SIAS Cote 164455 5641 December 1,2017 - December 31, 2017 Account Number Portfolio a: a Glance This Period YeaMotolo Your Investment Specialist. BEGINNINGACCOUNT VALUE $3,584,810.33 87,865,268.31 JOSHUA SHOSHAN No Cash Deposes and Withdrawals 0.00 4,786,525.39 Nel Securities In/Out of Account 4,918,750.00 4,918,750.00 Adjusted Previous Account Value 8,503,560.33 7,097,492.92 Dividends. Interest and (Mho Income 140048.40 233,644.76 Other Transactions -2.00 -24.00 Net Change in Portfolio' 693.99 413,187.12 EN DINGACCOUNT VALUE Esturnaled Annual Income $190,306.62 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Panel Asset Typo Prior Year-End Lad Puled ThisPernne • II 43% 67% Cash, Money Funds, and Bank Deposits Fixed Income 5,388,291.31 2,476,977.00 746,730.53 2,836,079.80 3,681,800.80 4,962,500.00 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. 87,865,268.31 $3,584,810.33 $8,644,300.80 B010 0243CSF30025 s CONFIDNIIAL4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 1 of 13 (Wed ESC011ent (rely Year Sane 2007 DMIAR RATFO COMMUNICATIONS EXCILIANCE Clewing liner ;kli% I1C sub./yew" istaldlan of Ilts lank N Nero Yak Melba Capone on (IINY Melon) Pe„Ora Ilk. mente. Finitn.g41U.GM-00047132 DB-SDNY-0009956 EFTA_00157741 EFTA01290001 Summary of Gains and Losses This Period Realized Year4o-Dele Short-Term Gain! Loss 4,384.86 4,384.86 Long-Term Gain! Loss 470,554.35 470,554.35 Net Gain! Loss 466,169.49 466,169.49 This summary excludes transactions where cost basis information is not available. For Your Information Unreelined 0.00 436.069.68 -336,069.68 The European Central Bank (the' ECB" ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Currency doing Amount in currency USD Equivalent per lit Omen Mace Base Carting USD BRITISH POUND 1.3525 0.7393 BRITISH POUND 68 760.00 92,997.90 Exchange rates are based on interbank exchange rates as of t2/ 29/ 2017. Exchange Total Global Cash Balance $92,997.90 rates can vary. Money Market Fund Detail Oste Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield: 120% Activity Ending:12/2W T/ 12101/17 Opening Balance 12104/17 Withdrawal MONEY FUND REDEM PTION 12127/17 Deposit MONEY FUND PURCHASE 12129117 Deposit INCOM E REIN VEST 12/29/17 Closing Balance Total All Money Market Funds Activity Type Description Amount Bina Income and Expense Summary Dividend Income Money Market 136,726.08 '2.00 3,404,196.24 791.08 136,726.08 136,724.08 3,540,920.32 3,541,621.40 43041021.40 $3,541,621.40 Quint Period Year4ototo Taxable Nan Taxable 70108 0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 8010 0243CSF3002 CON5FIDO. L Tirade Non Taxable 7,556.62 0.00 Page 2 of 13 Rated Eacelitnt Event Year Since 2007 DALIAR RATIO COMMUNICATIONS LXCILL INC I Clain liner PetaldaglIC. eulogy evened sabildianr of lite Beek a New Yak Man Ceeporialan Man) Per Ihnx 11.C. mentan nono.fic;IVYTGM_ 00047133 DB-SDNY-0009957 EFric00157742 EFTA01290002 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Income and Expense Summary (continued) December 1,2017 - December 31,2017 SOUTHERN TRUST COM PANY INC Cement Railed Yea 40-OM. Taxable Non T**Ie Taxable Non Taxable Interest Income Bond Interest 139347 40 010 226,088 14 0.00 Total Dividends, Interest, Income end Expenses $140.048 48 10.00 1233,644.78 1090 Portfolio Holdings U.S. DOLLARS Account Opening Date aumitky Number Activity Ending Opebg Balsa Ceding Silence Accrued Income Income Gib Yew 30-Day Wren! Yield Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Cash Balance 0.00 47,181.50 Money Market DEUTSCHE GOVT CASH 'NM 12/01/17 3.511.621.400 N/A 12/29/17 136.726.08 3.541.821.40 0.00 7.556.62 1.10% 120% Total Money Market 1138,726.08 $3,541,621.40 30.00 17,556.62 TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 1136,726.08 $3,586,802.90 $0.00 17,556.82 Adjoined Unseated Aimed Estimated Estimated Otte Acquired Quantey (M Coil Cost Bans Merkel Price Market Venn Ceinflos Menet Annual Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds ROYAL BK SCOTLAND GROUP PLC ADR SER U Seaway Identifier 780 097AU5 REPSTG PRE: U 9418010 U5780097AU54 3165% 17/04/88 8/E DID 10104/075 8 P Rating 8, 11/10/15'•R13 5,000,000.000 105.9710 5,298,569.88 992500 Original Cost Basis: 85298,8911 4,962,500.00 436,069.88 0.00 182,750.00 318% Total Corporate Bonds 5,000,000.000 15,298,569.68 $4,962,500.00 4336,069.68 80.00 $182,750.00 TOTAL FIXED INCOME 5,000,000.000 15,298,589.88 14,982,500.00 4336,069.88 10.00 1182,750.00 Unmated Accrued Estimated Oast Bads MOS Wm Gain' Loss Irate at Annual Income TOTAL U.S. DOLLARS $8,887,372.58 18,551,302.90 4336,069 68 80.00 $190,306.62 BO 10 0 2adCe: p. )30KISF ID AL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) - Rated Unlit.? bey Year Since 2007 DMIAR RATED COMMUNCATIONS uautoct Page 3 of 13 Cures through Fenian 11c a whayevened sobildiary a The tae a Near Yak Mellon CavoratIon (SHY Mellon) Perfhnx 11.C. rix,tatt FINIIAAVVELGM-0004 7134 CB-SONY-0009958 EFTA_00157743 EFTA01290003 Portfolio Holdings (continued) BRITISH POUND C911119 Cluing Acaved 30-Dey Deunplion °sanely Balance Bin Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 450320.00 58,750.00 GBP 92,997.90 USD 150,720.00 68,780.00 CV 0.00 92,997.90 USD 0.00 Awned Market Wee Currency Interest TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS TOTAL BRITISH POUND 68,760.00 GBP 92,997.90 USD 0.00 0.00 Unceakred Accrued Strafed Cost Bath Make Value Winton Intend Annual Income TOTAL PORTFOLIO HOLDINGS - U.S. 88.887.372.58 88,611,300.80 4336,069.88 $0.00 8190.30612 DOLLARS Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as 'noncoverede. Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed , there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds Issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 12 Pershing has received updated cost basisinformation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided fo us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) cip CON FIDff L Rated Eaceilent Every Yet Since 2007 DALIAR RATED COMMUMCAT iONS (Jtall INC I Page 4 of 13 Clewing through Paoli% I1C nob* wend saitidiary a me Malt a New Vat Mde* CarporatIon (MY Man) Per Per, 11.C( nwntat• oratAXAVVELGIt00047135 DB-SDNY-0009959 EFTA_00 157744 EFTA01290004 Deutsche Bank P.O Box 1776, Baltimore, M0 21203 Holdings Summary by Currency December 1,2017 - December 31,2017 SOUTHERN TRUST COMPANY INC untidy Ceti Fixed Meow Toll by Mreoq U.S. DOLLARS 3,588,802 4,962,500 8,551,302 USD BRITISH POUND 88,780 0 68,760 GBP Total USD Equivalent 3,681,800 4,962,500 8,644,300 USD % of Allocation 43% 57% 1009E Portfolio Holdings iscl sues Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NI A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEDATE DOES NOT EQUAL THE STATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing ads as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges Incurred In connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 5 of 13 BO 100243CSF3002 CON5FIDOP L Rated Excellent trey Year Since 2007 DMIAR WM COMMUNICATIONS EXCILLINCE Clewing through PeesNng LC. **lay evened sobeldiary a me task a New YM Mellen Carponalan Sly Melee) Perglira U.C.ntente. raelAAR4YeteM-00047136 DS-SDNY-0009960 EFTA_00 I 57745 EFTA01290005 Portfolio Holdings Disclosures (continued) Foreign Currency Transact ions (continued) corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts: are not recommendations to purchase. hold or sell securities. and do not addresssuitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Description Date Disposed Dale Acquked Designation Disposition Method/ Tsansuilon Gunnies Proceeds Cog Basis Realized Gat Loss Short Term BRITISH POUND STERU 12121117 06/19/17 Norayeree First In First Out! saL 68,760 000 91.798.04 86,740.74 5.057.30 Security Identifier G8P999997 12121/17 12/19/17 Noncovereil First In First Out! SELL 68,760 000 91,798.04 92.165.90 .367.86 12/2I /17 12121117 Noncoyeree First In First Out! SELL 2,030,384 230 2,710,664.45 2/10,969.03 -304.58 Total 2.167.904 230 2.894.260.53 2.889.875.67 4.384.86 Total Short Term 2,894,160.53 2.889,875 67 4,384 86 Long Term BRITISH POUND STERU 12/21/17 06119114 Noncoyered* Fist In First Out! SELL 38.160 000 50.945.51 64.933.06 -13.987.55 Security Identifier 689999991 12121111 12119114 Noncoveref First In First Out! SRI 68.160 000 91198.04 107.499.38 .15,101.34 12/21/11 06119115 Nonoayered. First In First Out SELL 68.760 000 91.79864 109.204.63 .17.406.59 12/21/11 12118115 Noncoveref First In First Out SELL 68.760 000 91.798.04 102.383.64 •10.585.60 12121/17 06/17/16 Noncosereds First In First Out! SBA 68.760 000 91.798.04 98,278 67 -6,480.63 12/21/17 12119116 Noncom( First In First Out SELL 68,760.000 91.798.04 84.925.48 6,872.56 Total 381,960.000 509,935.71 561,224.86 47.289.15 Page 6 of 13 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) " Q26conF I D L4 Rated Galls. berg Yaw Since1007 DALIARIATIDCOMMUNICATIONS LXCGAINC( Cleanng through Perrin11C • Waal owned setaldiary of The Bask a Mew Vat Mellon CorporatfonaltlY Melon) firstigattACanertarf iNRA.IIViqq[Et IVI—OulA 7137 DB-SDNY-0009961 EFTA_00 157746 EFTA01290006 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) December 1,2017 - December 31,2017 SOUTHERN TRUST COMPANY INC Dale Date Description Despond Acquked Designation Disposition Method/ Tianadlon Precut Cod Burs Realized Gain Lou Long Term (continued) NATIONWIDE BUILDING 12121/17 04/15/14 RO ISSUE CONY GBP 'SNP XS9431 8269 6.875%09120188 REG DTD Security Identifier 663980UK3 Noncovered' Rat In First Out / Sal Original Cost Basis: 3,42,5210 2.900.900.000 2,799,246.80 3,412,512.00 413,265.20 Total Long Term 3,309,182.51 3,919,736.86 4370,554.35 Total Short and Long Term 6,203,443.04 6,869,612.53 466,169.49 ' Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as covered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1299-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/ or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO 10 0243CSF3002 CON5FIDO. L Page 7 of 13 Rated hoellent Erect Year Since 2007 PAIRAR RATED COMMUNICATIONS EXCELLING( Citron through Peahen LLC nub* evanad sotaldiacy a me lank a New Yen Mellon Carpotaban Malan) Pe rite 11C. erter-bn FINRAVOYRELGM-00047138 DB-SDNY-0009962 EFTA_00 I 57747 EFTA01290007 M essages Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS1099 Form 8, DIV, INT, OID and M ISC. Your 1099 will be delivered as early as possible, beginning January 31.2018. By February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. T he Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15.2011. For more information please visit mytaxhandbook.corn. M UN ICIPAL SECUFUTIESRULEM AKING BOARDS( M SR9S) INVESTOR EDUCATION AND PROTECTION An Investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRB website, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 13b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a T+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. DISCLOSURE By completing a physical or electronic contact form or providing Trusted Party information to my broker or advisor for electronic capture, Uwe authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information* held at Financial Institution and Pershing with the named trusted contact person( s) (the "Trusted Contact Person(s)") identified as such. Additionally, I/ we authorize this information to be shared with the Trusted Contact Person(s) at the discretion of Financial Institution and Pershing. This authorization includes, but is not limited to, sharing or disclosing any information regarding securities, insurance, bank related, financial planning or other financial products or services offered by or through Financial Institution and/ or Pershing or any financial information I/ we may have provided to Financial Institution and Pershing. I/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about my whereabouts or health status (i.e., if Financial Institution and Pershing becomes concerned that I may no longer be able to handle my financial affairs) or in the event that Financial Institution and Pershing becomes concerned that I may be a victim of fraud or exploitation. Financial Institution and Pershing suggests that the named Trusted Contact Person(s) not be someone authorized to transact business on the account, or who is already otherwise able to receive the information described above. Account owners should contact their Financial Institution or financial representative with additional questions. Account owners may also contact FINRA at its toll-free number for senior investors to get assistance or raise concerns about issues with brokerage accounts and investments. CALL 844-57-HELPS (844-574-3577) MONDAY - FRIDAY; 9 - 5 P.M. ET • "Nonpublic personal information" includes, but is not limited to: financial account information and balances, information regarding the purchase of a security or insurance product, and any other personally identifiable financial information: (i) provided by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) Credits ThisnuNd DebitsTnisPerkd Net ThisPerkid treditoYeeploale DebileYeer4o4ete Net Yetto•Dar Securities Securities Sold 6,206,973.62 0.00 6,206,973.62 6,206,973.62 0.00 6,206,973.62 Securities Deposited 4,918,750 00 0.00 4,910,750 00 4,918,750.00 0.00 4,918,750.00 Page 8 of 13 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO 13 0243C SF30 0 2 CON5FIDO. L Rated Eacelient Every Yet Since 2007 DALBAR RATIO COMMUNICATIONS ()tallMCC Clams through Fenian LLC **bay ems .Mawr a The Mak a New Yoh Mellon CarpontIon (OM Mellon) Per Ow 11.C.rnnter iirreA.WANLGM_00047139 DB-SONY-0009963 EFrA_00 157748 EFTA01290008 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Activity Summary (continued) December 1,2017 - December 31,2017 SOUTHERN TRUST COMPANY INC CrsditeTNsPerise Debits ThisPetkof Net This Puled OrdlleYetto-Daie DebitsYsar4o-Dete Net Yew-to-Date Total Securities $11,125,723.62 $0.00 $11,125.723.62 $11,125,723.62 $0.00 $11,125,723.62 Dividends and Interest $140,048.48 $0.00 $140,048.48 $233.644.76 $0.00 $233,644.76 Fees $0.00 42.00 42.00 $0.00 424.00 424.00 Cash Withdrawals 0.00 0.00 0.00 0.00 -4,788,525.39 -4,786,525.39 Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,786,525.39 Totals $11,265,772.10 42.00 $11,265,110.10 $11,359,368.38 44,786,549.39 $6,572,818.99 Transactions by Type Activity of Procese Trade Settlement Transaction Date Date Activity Type Description Quietly Price Accrued intent Aliment Osrenq Securities Bought and Sold 12/27/17 12121117 SOLD BRITISH POUND -2.549.864.230 1.3350 3,404,196 24 USD 12/27/17 12121117 SOLD NATIOMVIOE BUILDING SOCIETY EUROISSUECONV GBP -2,000,000 000 104.8250 2,644.23 2,099,144 23 GOP 1363980UK3 (SINS %SI:43%13696875% 09120/88 REG OM 0311711 CLB AS 3.530.58 2,802,777 38 USD OF12/2120V Total Securities Bought and Sold BRITISH POUND 2.644.23 2,099,144.23 GBP TOTAL USC EQUIVALENT 3,530.58 2,802,777.38 USD U.S. DOLLARS 0.00 3,404,196.24 USD Securities Withdrawals and Deposits 12122/17 SECURITY RECBVED ROYAL BK SCOTLAND GROUP PLC ACR U REMO PREF U 5,000.000 000 4,918,750.00 USD 780097AU5 SHSISINIUS780097AU54 3655% 11104/88 B/E OTC Al04/07 WI 0534 INTERACTIVE BROKERS LLURETAIL A/C U2269756 Total Securities W it hd rawals and Deposits - U.S. DOLLARS 0.00 4,918,750.00 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BA 10 024 3C SF30 0 2 CON5FID -AL- Page 9 of 13 Rated hotlient Clarets Winer Penlikei I1C %Say waned Every Yee, Since 2007 sabsidlerg d The Melt ea New Yee* Mellon DALIAR RATED COMMUNICATIONS Ceepotat$ an (SHY Mellon) CJICILL MCC Perchnx 11.C. motto iinarktrrRnecOM-00047140 DB-SDNY-0009964 EPTA_00157749 EFTA01290009 Transactions by Type of Activity (continued) Prom' Trade Settlement Tram:Non Date Date Activity Type Desaiption Ouantily Price Acaued Interest Amount Currency Dividends and Interest 12/21/17 12/20/17 FOREIGN BOND INTEREST 2000000 00 SHARES NATIONWIDE BUILDING SOCIETY EURO 68.760 00 GBP GS3980UK3 ISSUE CONY GBP ISNI X584381269 6875% 09/20/88 REG 92.16510 USD DTD 03/1114 CLB FOREIGN BOND INTEREST RD 421/ PD 12202 ASOF 211117 12129117 MONEY MARKET FUND DEUTSCHEGOVI CASH 701.08 USD INCOME RECEIVED PER232045 12129117 FOREIGN BOND INTEREST 5000000 ROYAL BK SCOTLAND GROUP PLC ADR SDI U REPSTG 47.181 50 USD 780097AU5 PREF U SHSISINSUS780097AU54 3S55% 1)/04/88 B/E DTD 9/04/07 CLB RD 12/14 PC 2/29/17 Total Dividends and Interest BRITISH POUND 0.00 68,760.00 GBP TOTAL USG EQUIVALENT 0.00 92,165.90 USD US. DOLLARS 0.00 47182.58 USD Fees 12/01/17 FOREIGN CUSTODY FEE Fgn Safekeeping NOV 201 CUSP: G63980-UK-3 -2.00 USD 663980UK3 Total Fees - U.S. DOLLARS 0.00 -2.00 Tots /saved Interest Total Amount Tranamtionsaimmary Total Aoaued Wend Total Amount Curlews USD Equivalent USDEquivalint BRITISH POUND 2.644.23 2,167,904.23 GBP 3,530.58 2194143.28 U.S. DOLLARS 0.00 8.370.826.82 USD 0.00 8.370.826.82 The price and quantity displayed may have been rounded. Client Service Information Your Investment Somalia ENJ JOSHUA SHOSHAN Contact Information Telephone Number: BO 10 024 3C SF300 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON5FIDNAL Rated ticOlent (my Year Sine 2007 DALIAR RATED COMMUNICATIONS EXCELLING( Page '3 of '3 Cleaving [Sough Penang LC. a .be/owned subsidiary of The Sank o4 New York Mellon Corporation (SHY Mellon) ,INRA.Ses)(x6NDMy43 96 _00000497141 D 5 EFTA_00 157750 EFTA01290010 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Your Account Information December 1,2017 - December 31,2017 SOUTHERN TRUST COMPANY INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Informal! n and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institutionit acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, In certain Instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of Investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 41:3-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 11 of 13 80100243CSF3002 CON5FIDOP Rated Ezotilent Clewing through Pagel% 11C•aapronwel (very Year Since 2007 utak:limy of The Make/ Mew WA Meta DALIAR RATED COMMUNICATIONS Carpotabon(•tlY Mellon) LXCILLINCI PenhnxlIC. mere.. FtratA.SCVVELGM—00047142 DB-SDNY-0009966 EFrA_0015775 I EFTA01290011 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Page 12 of 13 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO 100243C SF3002 CON5FIDO. L ['mental bey Yew Since 2007 PALIAR WED COMMUNKATIONS Uallttla Chin{ through Pate 11C•wholyevnted MISS." a The Bank a New Vat Mellon CaoporatIon Oltly Mellon) Pen hnx WC. nen-6n WRAANYLOM-00047143 DB-SDNY-0009967 EFTA_00157752 EFTA01290012 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED N MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. NTEREST NC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE AU. YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSH ING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TINE OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FRANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW,PERSHING COM, • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHNG.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS- RULE 607(AX1)-(2)] PERSHING SENDS CERTAN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE.BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECURON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO/. ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERS/4+1G ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTE Y PERS-ING IIALEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING MCA. JEMILEYCITY, Ni 07399, MTN' LEGAL. DEPT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BO i00243CSF3002 CON5FIDOP L Page 13 of 13 Rated ticellent trey Year Since 2007 DAMMAM COMMUNICATIONS UMIAK( Clewing through Pealing LLC. a *lay evened sttaldiary a flit in a New Yak Mellon Carpotabas My Mellon) Per Orly LI.C.nytnbel ca) DE1-SDNY-0009968 EFIA_00157753 EFTA01290013 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMASVI 0 OH 2 Drutt.tRo Sant PtIsain NcY,I. ht.ntetmest Marie, (*nut< C-1O4: 0whiche Sank Se.e Ain Pic Put Yeti Ci1/4 . 3AS Pot A*. ns nth pow Mw 'kn. NY 10154 Toll „en M.114, VW, Cote Ito 54% 5641 November 1,2017 - November 30,2017 Account Number Portfolio at a Glance TbisPerhd Yew-to-Date Your Investment Specialist BEGINNINGACCOUNT VALUE 33,537,283.04 37,885,288.31 Net Cash Deposits aid Withdrawals 0.00 4,788,525.39 Adjusted Previous Account Value 3,537,283.04 3,078,742.92 Dividends. Interest and Other Income 109.60 93,59828 Other Transactions -2.00 -22.00 Net Change in Portfolio, 47,419.89 412,493.13 ENDINGACCOUNT VALUE allIMI Accrued Interest 382,87728 Estimated Annual Income 3192,948.04 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Prato Meet Type Prior Yemad tad Period ThisPerlod I. al 21% 79% Cash, Money Funds, and Bank Deposits Fixed Income 5,388,291.31 2,476,977.00 735,039.42 2,802,213.62 746,730.53 2,838,019.80 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. 87,865,268.31 $3,537,283.04 83,584,810.33 A0099390 CSF30018 DaDff s CONFIDSAL4 CONFIDENTIAL - PURSUANT TO FED. R. (RIM. P. 6(e) Page 1 of a Rated [smitten Every Year Since 2007 DALIAR WV) COMMUNICATIONS EXCELLENCE Cleanng %roar PenhieglIC a May evened sabsidiary a Me Usk OW. Yak Mellon CoacwatIon ('NY Wilco) Perow 11.C.mento rthstx.gWiwPM-00047145 DB-SDNY-0009969 EFTA_00 157754 EFTA01290014 For Your Information The European Central Bank (the' ECG' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Calrency °Jitney USD EQUiVin per USD Currency aosg Sabin Amount In Base Currency USD BRITISH POUND 1.3534 0.7388 BRITISH POUND 450320.00 610.004.45 Exchange rates are oased on interbank exchange rates as of 1V 30/ 2017. Exchange rates Can vary. Total Global Cash Balance $610.004.45 Money Market Fund Detail Date Activity Type Desaiption 136 Amount 618 48 -2.00 109 60 Urea Sweep Money Market Fund DBJTSCHEGOVT CASH INSTL Current Yield: 0.99% Activity Ending: 11l 30/ 17 11/01/17 Opening Balance 11/02/17 Withdrawal 11130/17 Deposit MONEY FUND REDEM PTION INCOM ERBNV EST 136,618.48 136.616.48 136,726.08 11/30117 Closing Balance 3138,726.08 Total All Money Market Funds 5138,728.08 Income and Expense Summary Taxable ()Arent Period Non Taxable Taxable Yeareo•Dale Non Terabit Dividend Income Money Market Interest Income Bond Interest 109 60 0.00 0.00 0.00 6,855.54 88,740.74 0.00 0.00 Total Dividends, Interest, Income end Expenses 5109.60 60.00 893.598.28 80.00 AO 0 9 9 )63Kii8F ID AL CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) - Page 2 of 8 Rated Excellent Every Year Since 2007 DANIAR MEW COMMUNICATIONS EXCELLENCE Clawing through Pealing LLc a wholeevnted setnicliacy of Me Bask ether Yoh Mellon CeeptrattonOINY Mellon) Pet 'hex RC. nxennn iteReAR4VELGOA-00047146 DB-SDNY-0009970 EFTA_00 157755 EFTA01290015 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings BRITISH POUND Desolation Oisralty OPenirg Balms Posing Bekaa Currency Awned Income 30 'Day Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 450,720.00 450,720 00 GBP 610,004.45 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00 610,004.45 USD 0.00 Aomori Blhatied Estimated Desolation Overlay Mirka Price Moat Value Currency latent anal income Asia FIXED INCOME (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BOWING SOOETY EURO ISSUE 2.000.000 000 1041500 2.097.00010 GBP 61236.34 137.500.00 6.55% CONY GBP ISMS X694313469 2,838879 80 DSO 82,877.26 186,092.50 6.875% 09/20188 REG DTO 0311111 S5 P Rating BB* Saariy Ideetifig:G63980UK3 Total Corporate Bonds: 2,000,000.000 2,097,000.00 CiP 61,236.34 137,500.00 2,636,079.80 USD 82,877.26 186,092.50 TOTAL FIXED INCOME 2,000,000.000 2,097,000.00 OW 61,236.34 137,500.00 2,838,079.80 USD 82,877.26 186,092.50 Market Vase Currency *coved lateral Dikeeled Anal incase TOTAL BRITISH POUND November 1,2017 - November 30,2017 SOUTHERN TRUST COMPANY INC U.S. DOLLARS 2,547,720.00 SSP 3,448,084.25 USD 0,236.34 137,500.00 62,877.26 188,092.50 Diana Cluing Austad Desolation Ovrally Balsa BUses lame CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHE GOVT CASH INSIL 136,726.080 136,618.48 136,726.08 0.00 6,855 54 0.97% Total Money Market Income 30-Day ThisYear Yield CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 6136,618.48 6136,726.08 80.00 $6,855.54 AO 099390ON CSF30 018 C FIDO. L Page 3 of 8 Rated Catrlient (very Yes, Since 20O7 DALIAR RATED COMMUNICATIONS LXCILL MCC Claims liner Pollan IIC **lay evamd sataldlary a Ma lank a New Yak Mellon Caeporatten (eta Mete) Perctira LLC. Renter FitiftA.614‘GM- 00047147 DE1-SDNY-0009971 EFTA_00157756 EFTA01290016 Portfolio Holdings (continued) U.S. DOLLARS (continued) OmMelon OneMay CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Opening Ming blarree Be Awned Income Income 30.0ey ThhYear Yield $136,618.48 3136,726.08 Mated Value $0.00 86,855.64 Accrued Ett keeled Interest Annual Income TOTAL U.S. DOLLARS $136,726.08 $0.00 $6,855.54 Merkel Value Mined Strand Interne Annus Income TOTAL POFtTFOUO HOLDINGS - U.S. $3,584,810.33 $82,877.26 $192.948.04 DOLLARS Holdings Summary by Currency Currency BRITISH POUND U.S. DOLLARS Total USD Equivalent % of Allocation Cedt Reed Income Told by Quaver 450,720 2,091,000 2,541,120 08P 136,726 0 136.726 USD 7413330 2,838.079 3,584,810 USD 21% 79% 100% Portfolio Holdings scl su es Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 4 of 8 AO 0 11111110018 CONFIDO. L Rated Excellent Every Yew Since 2007 PALIARRATED COMMUNICATIONS EXCILUNCE C leanng through Peaky IIC. *ea* evened sobeltliary a Me in a New Yen Mete CeopoestIon (IINY Mellon) Peri Finx 11.C.mnWon FR:RA.4(440M-00047148 DB-SDNY-00O9972 EFTA_00157757 EFTA01290017 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) Novem ber 1,2017 - November 30,2017 SOUTHERN TRUST COMPANY INC Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Rease see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) A001.1018 CONFIIA AL-- Rated ticellent fray Year Since 2007 OMAR PAITO COMMUNICATIONS UalLINCI Page 5 of 8 Clewing through Perattag LC. a vAay owned sobsidiary of The Bank Olt. York Mellon 02000eatIon OM Mellon) PerchnglICrint-to Ithito..%WiLELGM-00047149 DB-SDNY-0009973 EFTA_00157758 EFTA01290018 Messages (continued) Please note the following information for Pershing's 2017 Form 1099 tax statement (1099): The 1099 includes IRS 1099 Form 8, DIV, INT, OID and M ISC. Your 1099 will be delivered as early as possible, beginning January 31, 2018.8y February 15, you will be mailed either your 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1399 mailing. You will also be sent the notice if your information is still being reviewed and finalized. It will inform you of the securities that ere pending final reporting, and will provide the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2016. For more information please visit mytaxhandbook.com. M UN ICIPAL SECURITIESRULEM AKING BOARDS(M SRI* INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRS rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRS, FINRA, and NYSE Activity Summary (All amounts shown are in base currency) Claes ThisPeriott DebitsThisPerio4 Net ThisPeded QeditsYeerio•DMe DebileYeer4o-Date Net Yedlo•Dele Dividends and Interest $109.60 $0.00 $109.60 $93,596.28 $0.00 $93.596 28 Fees $0.00 42.00 42.00 $0.00 -$22.00 -522 00 Cash Withdrawals 0.00 0.00 0.00 0.00 -4,786.525.39 4,116,525 39 Total Cash $0.00 $0.00 $0.00 $0.00 44386,625.39 44,786,525.39 Totals $109.60 42.00 8107.80 $93,596.28 44,786,547.39 44,692,951.11 Transactions by Type of Activity Process Settlement Date Adivity Type Dividends and Interest 11130/17 MONEY ARKET FUND DEUTSCHEGOUT CASH 109.60 USD INCOME RECBVED PEF232045 Total Dividends and Interest - U.S. DOLLARS Fees 11/01/17 FOREIGN CUSTODY FEE 663180UK3 Total Fees- U.S. DOLLARS Desaiption Oetetily Price Awned altered Amount Currency 0.00 109.60 Fp Safekeeping OCT 2017 CUSP G63980-UK-3 -2.00 USD Total Value of Transactions The price and quantity displayed may have been rounded. CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) A0 0 99390 CSF3001 CON8FIDOs L 0.00 -2.00 Rated hottlent (my Year Since 2007 DALIAR RATED COMMUNiCAT *NS EXCELLENCE 0.00 107.80 USD Page 6 of 8 Clewing through Pagan IIC avoid,' evened Mak:Wry a me in a Near Yak Meta CooporatIon (My Mellon) Perihnx 11.C.nlet-tan uNeAARge,eM_ 00047150 DE!-SDNY-0009974 EFTA_00157759 EFTA01290019 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Client Service Information November 1,2017 - November 30, 2017 SOUTHERN TRUST COMPANY INC Your Inverrinern Special/re ENJ Contact Infonoilion JOSHUA SHOSHAN Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Informal n and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 iiruts CONFIDOP L-- A0099390CSF30018 Rated timeliest bey Yew Since 2007 DALIARMITO COMMUNCAT IONS uctuitra Claim. through Penliqg I1C *a.* evened sobsidiary of The lank el New Vat Mellon CarpontIon (OM Melba) Pen hnx mertan tIvRAVO VELGM-00047151 DB-SDNY-0009975 EFTA_00157760 EFTA01290020 Important Information and Disclosures (continued) The Role of Pershing (continued) Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC€. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LW, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) AO 099390 CSF3001 CON8FIDO. L Rated Escoilent Emmy Year Since 2007 DALIAR RATED COMMUMCATI0NS LIMA INCE Clewing liner ti des LLC nob* evened Moldier! of TM kale a Newt Vat Mellon Carponban (MY Mellon) Per ihnx 11.C. mtett• FINRA.EIANYLEIGM_ 00047152 DB-SDNY-0009976 EFrA_00157761 EFTA01290021 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 SOUTHERN TRUST COMPANY INC 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 80 2 Your Investment Specialist Asset Summary Dtututh• tent PrI•ain Nnwll. li.ntetmest Mann, (ptrate Geo.: Owhiche gar* 1.:witin Put *el C.ote 345 Amnia. )641 HON Nerd rcrk. WV 10154 Taimyr M.1. t17-S1.05 time 110 8.5 5641 October 1, 2017 - October 31, 2017 Account Number: Portfolio at a Glance This Period Yew-to-DS BEGINNINGACCOUNT VALUE 83,518,194.98 87,885,288.31 Net Cash Deposits awl Withdraws% 0.00 4,788,525.39 Adjusted Previous Account Value 3,516,194.98 3,076,742.92 Dividends. Interest and Other Income 109.63 93,466.68 Other Transactions -2.00 -20.00 Net Change in Portfolio' 20,980.43 385,073.44 ENDINGACCOUNT VALUE _MMIIIIIIMIMMEMI Accrued Interest 36613966 Estimated Annual Income 3189304.69 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Panel Asset Typo 21% Cash, Money Funds, and Bank Deposits • 79% Fixed Income Prior Year-End Last Period ThisPoriod 5,368,291.31 2,476,977.00 2,776,086.32 2,802,243.62 741,106.66 735,039.42 100% Account Total ( Pie Chart) $7,885,268.31 $3,516,194.98 83,537,283.04 Please review your allocation periodically with your Investment Specialist A A 01013660a F D Kpi_ CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) AL* Rated ticelleint bereetot Since 2007 DALIARMITO COMMUNKATIONS uauttra Page 1 of 8 Clewing through Min IIC aulapromml sataldiary a The kelt a New Yak Melloa CarpontIon (MY Mellon) P tux U.C. mer-en oratr..NlYurPM_00047153 DB-SDNY-0009977 EFTA 00157762 EFTA01290022 For Your I nformat Hz)) The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash CR irency Curency DSO Equivalent per USO Offiency close Balance Amount In Base Currency USD BRITISH POUND 1.3277 0 1531 BRITISH POUND 450.720 00 598.420.94 Exchange rates are based on interbank exchange rates as of 13/ 31/ 20 17. Exchange rates can vary. Total Global Cash Balance 3598.420.94 Money Market Fund Detail Date Activity Type Dem:caption Mount 136.510 85 -2.00 109 63 Urn Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yietd: 0.95% Activity Ending:10/ 31/ 17 09/30/17 Opening Balance 10/03/17 Withdrawal 10/31/17 Deposit M ON EY FUND RED EM PTION INCOM ERBNV EST 136.510.85 136.508.85 136,618.48 10/31117 Closing Balance 3136,618.48 Total All Money Market Funds 3136.618.48 Income and Expense Summary Taxable Oarent Period Non Taxable Talkie Yeadotiele Non Taxable Dividend Income Money Market Interest Income Bond Interest 109.63 0.00 0.00 0.00 6,745.94 86.740.74 0.00 0.00 Total Dividends, Interest, Income end Expenses 9109.63 $0.00 $93,486.68 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 13 1324 CSF30 0 20 CONFIDO' Rated Eirellent Evert Year Since 2OO7 DMIAR RATED COMMUIIICATIONS LXCILIINCE Page 2 of 8 Clewing lamer Pagel% I1C wady evamd sataldlarg of The Rank Olin *at Mellon Caeporation Oltly Malan/ P Five ItCerter-bn FINRAVV VELGM—00047154 DI3-SDNY-0009978 EFTA_00157763 EFTA01290023 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings BRITISH POUND Opening Dosing Aimed 30-Dry Desolation Deettny Balance Balance Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 450320.00 450320 00 GBP $98,420.94 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00 598,420.94 USD 0.00 Awned atieseled Estimated deugke Gayety Markel Price Moan Value Dinency letual MaudIncome mid FIXED INCOME (In M sturdy Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOOETY EURO ISSUE 2100.000 000 105.5300 2.110.60010 GBP 49,965.85 131.500.00 6.51% CONY GBP ISIS XS134313269 2,802243 62 USD 66,339.66 182,558.75 6.875% 09120188 REG DID 03111% St. P Rating 86+ Securfty Ideetifiet 663980UK3 Total Corporate Bonds: 2,000,000.000 2,110,600.00 GIP 49,965.85 137,500.00 2,602,243.62 USD 66,339.66 162,558.75 TOTAL FIXED INCOME 2,000,000.000 2,110,600.00 03P 49,965.85 137,500.00 2,802,243.62 USD 66,339.66 182,558.75 MEIJI Value Ceram Accrued interest MSS Maud Income TOTAL BRITISH POUND 2,581,320.00 GBP 49,965.85 137,500.00 3,40018116 USD 66.339.66 182,558.75 U.S. DOLLARS October 1,2017 - October 31,2017 SOUTHERN TRUST COMPANY INC °PINK Going Desaiption Ovvelly BEEN Ebbw CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEU7SCHEGOVT CASH INSTL 136,618.480 136.510.85 136,618.48 0.00 6,745.94 0.94% Total Money Market Accrued Income Income 30-Day ThisYear Yield CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $136,510.85 $136,618.48 $0.00 $6,745.94 A0,3..020 CO NFID L Page 3 of 8 Rated [stollen% trey Year Since 2007 OM AR RATIO COMMUNICATIONS LXCILLUICE Clewing through Penblin I1C nob* evened sabsidiary a The Melte/New Yalt Mellon CarpontIon (MY Mellon) Pen hnxil.C. nx+Won IttatAVVVELGM-00047155 DB-SDNY-0009979 EFTA_00157764 EFTA01290024 Portfolio Holdings (continued) U.S. DOLLARS (continued) OeseripMoe OtaniAy CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Opening (king bin Sin Moved Income Income 30•C my This Year Yield $136,510.85 3136,618.48 Market Value $0.00 $6,745.94 Acaved Masted Interest Maui Income TOTAL U.S. DOLLARS $136,618.48 $0.00 $6,745.94 Magel Value Amami Blienaled Inlets Minus Income TOTAL PORTFOLIO HOLDINGS - U.S. 53,537,283.04 $66,339.66 $169.304.69 DOLLARS Holdings Summary by Currency Oaiency BRITISH POUND U.S. DOLLARS Total USD Equivalent % of Allocation Cedi Reed lemma Total by °Jaen" 450,720 2,110,800 2,561,320 G8P 136,618 0 136,616 USD 735,039 2,802,243 3,537,283 USD 21% 79% 100% Portfolio Holdings iscl su es Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATE00ESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 131324CSF30020 CONFID Page 4 of 8 Rated ticellent trey Yew Since 2007 DALIARMIT0 COMMUNICATIONS Uallttla Clewing through Penlivg I1C nob* evened Mishit." a The Sal, a New Vat Mellon CarporatIon (MY Mellon) PerIhnx 11.C.mtr-bn on) DB-SDNY-0009980 EFTA_00157765 EFTA01290025 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) October 1,2017 - October 31,2017 SOUTHERN TRUST COMPANY INC Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. M essages M UNICIPAL SECURITIESRULEM AKING BOARD®(M SRB®) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRB w ebsite. msrb.org. A 0 10 1361CoOgf F ID CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated tactile.", Every Year Since 2C07 DALBAR MTFD COMMIJNICAT*NS EXCMINCE Page 5 of 8 Clown& tivough Pershing U.C. • Say was subudiary of The Bank a Mew Yak Melba Corporation (MY Mellon) 111•RA.Pknii2PM_00047157 DB-SDNY-0009981 EFTA_00 157766 EFTA01290026 Messages (continued) Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Reese see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits ThisPeciod Odes ThisPeriod Na ThiPetind CredloYear4mDate DebiloYear4o-Dote Net Yew-to-Date Dividends and Interest $109.63 50 00 $109.83 $93,488.88 $0.00 $93,488.88 Fees $0.00 -$2 00 42.00 $0.00 420.00 420.00 Cash Withdrawah 0.00 0.00 COO 0.00 -4,786,525.39 -4,786,525.39 Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,788,525.39 Totals $109.63 42.00 $107.63 $93,486.68 44,786,545.39 44,693,058.71 Transactions by Type of Activity Proust' Settlement Date Activity Type Desaiption Gaantly Price Accrued Mitered Amount Currency USD USD Dividends and Interest 10/31/17 MONEY MARKET FUND DEUTSCHE GOO' CASH INCOME RECEIVED PER232045 109 63 109.63 -2.00 Total Dividends and Interest - U.S. DOLLARS Fees 10102117 FOREIGN CUSTODY FEE Fgn Safekeeping SEP 20 V CUSIP. 653980-UK-3 663/SOUKS 0.00 Total Fees - U.S DOLLARS 0.00 -2.00 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 107.63 USD Page 6 of 8 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 13,4CON.3 020 FIDO. L Rated (O1Oent Clewing through Pershing 11C. away owned (very Year Sine 2007 istaldlary of The kek *Mew Yoh Melba DALBAR RATED COMMUNICATIONS Carpontfon(ltlY maw) Peri Prig U.C.ntenter mottrAnitteM- 00047158 DB-SDNY-0009982 EFTA_00157767 EFTA01290027 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Client Service Information October 1,2017 - October 31, 2017 SOUTHERN TRUST COMPANY INC Your Investment pedal& ENJ Coatsd Information Your Account Information Telephone Number: TAX LOT DEFAULT DISPOSITION METHOD Default Method for M utual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent or your financial institution and you agree that you w ill not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the A0101324CSF30020FID AL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON OP Page 7 orb Rated Escoilent Emmy Year Since 2007 DALIAR RATIO COMMUtisCATIONS LIMA INCE Clearing iw IenleinlIC•aapronwel Wieldier, of TM kelt N Mew Vat Meta Caporation (MY Mellon) Peri Finx 11.C. meet./ FitaAARVizeteM-00047159 DB-SDNY-0009983 EFTA_00157768 EFTA01290028 Important Information and Disclosures (continued) The Role of Pershing (continued) Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www,pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by Jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w itness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any am endm entsthereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified:or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page of 8 A0101361750giOF ID CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated Galls. bay Year Since1007 DA LIAR RATED COMMUNICATIONS LXCGAINCE Ck•dng through halm: LAC. a Mtoly owned seteldiary of The dank el Mew York Mellon Corporation (IINY Melba) Perstint Wareing Fit.RA. tleAcqa9M—00047160 DB-SDNY-0009984 EFTA_00 157769 EFTA01290029 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 SOUTHERN TRUST COMPANY INC 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 00802 Your Investment Soecialist Asset Summary Otuttzkr Sant Prise... threlt. hal.n.etmest Marini contact *IOW Devliche Oar* Sever, Inc. OW' Yon me 34, Put Avenva.3611• RCP' Now VC16. X110114 Tall',.. we t17-S1.05 Clue IRO 8.5 sul September 1,2017 - Se tem ber 30,2012 Account Number: Port( olio at a Glance IlisPerled Year4aDate BEGINNINGACCOUNT VALUE 23,390,293.50 87,885,288.31 Net CS Deposits ad Wdhdrawals 0.00 4,788,525.39 Adjusted Previous Account Value 3,390,293.50 3,078,742.92 Dividends, Interest and 0lhei Income 104.43 93.377.05 Other Transactions -2.00 48.00 Net Change in Portfolio' 125,799.05 344,093.01 I itft"..'t6,-6.r.".5".r.I"Iii "tr;"11.:: Accrued Interest 551.40291 Estimated Annual Income $191,078.81 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Penal Aunt Type Prior Yeatad tad Paled ThisPetiad . 21% Cash, Money Funds, and Bank Deposits 5,388,291.31 711,011.00 741,108.88 ii. 79% Fixed Income 2,476,977.00 2,673,222.50 2,775,088.32 100% Account Total (PieChart) 37,865,268.31 33,390,293.50 $3,516,194.98 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F ID giTTAL ••••• Page 1 o19 Rated t.cdkM totet Yew &Me 2C0/ DALBAR RATED COVOAWOCATIONS LX(OADICI Owing through haft WC ithelyewned stinicliwy of theBarka New Yak MS e Corporation (MY Waal Pashint LIC.ment. FINRA.IIMP Sla&M_00047161 DB-SDNY-0009985 EFTA_00 157770 EFTA01290030 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S These rates are subject to change in response to market changes. and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Currency Currency USD Equivalent per USD Qmeocy awing Balance Amount In Base Currency USD BRITISH POUND 13414 0 7454 BRITISH POUND 450.72090 604.59511 Exchange rates are based on interbank exchange rates as of 09! 29! 2017. Exchange rates can vary. Total Global Cash Balance $604,595.81 Money Market Fund Detail Dale Activity Type Description Amount Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 0 93% Activity Ending 09/ 29/17 09101/17 Opening Balance 136.408 42 136.408.42 09105/17 Withdrawal MONEY FUND REDEM PTION -2.00 136,406.42 09/29/17 Deposit INCOM EREINVEST 104.43 136.510.85 09/29/17 Closing Balance 3136,510.85 Total All Money Market Funds $138,510.85 Income and Expense Summary Current Period Yeat4o-Oate Tama* Non Taxable Taxable Non Taxable Dividend Income M oney M arket 104.43 0.00 6,636.31 0.00 Interest Income Bond Interest 0.00 0.00 86,740 74 0.00 Total Dividends, Interest, Income and Expenses 5104.43 $0.00 393.377.05 30.00 Page 2 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (Kell." Crecy Year Sect 2C0/ DALBAR RATED CONMUNICATTOP6 trauma Owing through haft auto a Many owned adosidiory of **Bark a New Yak Melon Corporation (MY Melee) Ptrshine 11C. menix. FINRA.Altr NE&M_00047162 DB-SDNY-0009986 EFTA_00 I5777 I EFTA01290031 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings BRITISH POUND °mimeo' DienlIty °Pei Ban Cooing Banco Currency Awned Income 30•Day Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 450,720.00 450,720.00 GBP 604,595.81 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00 604,595.81 USD 0.00 Awned &Sled NEWS Desedrelee Desnlity Merkel Price Market Value Currency lateral Annul Income Yield FIXED INCOME (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOOETY EURO ISSUE 2.000.000 000 103 4400 2.068.800.00 GBP 38,319.67 137.500 00 6.64% CONV GBP 'SIM X894313269 2,775,088 32 USD 51,402.01 184.442 50 6.875% 09/10188 REG DT0 03/1141 $4 P Rating BB* Security Ideetifier.G63980UK3 Total Corporate Bonds: 2,000,000.000 2,066,800.00 CAP 38,319.67 137,500.00 2,775,088.32 USD 51,402.01 184,442.50 TOTAL FIXED INCOME 2,000,000.000 2,068,800.00 OW 38,319.67 137,500.00 2.775.088.32 USD 51,402.01 184,442.50 Market value Currency Awned interne Beaded AimedMom TOTAL BRITISH POUND 2,519,520.00 GBP 38,319.67 137,500.00 3,379,684.13 USD 51,402.01 184,442.50 U.S. DOLLARS September 1,2017 - September 30,2017 SOUTHERN TRUST COMPANY INC 0646619 Clain Awned Ovlaiplion Demelly Boise Lace income CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHEGOVT CASH INSR 136,510.150 136,408.42 136,510.85 Total Money Market Income 30-Day Thisaw Yield CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 5136,408.42 6136,510.85 CONFIDP 3.50 $3.50 6,636.31 0.93% $6,636.31 Page 3 of 9 Rated EICtiltf4 bort Yen Sine 2C0/ DALIAN WED COVOAUNICATTONS DICELLOICI Cleating through Perstars LAC. a Sbaly owned ad:8*m elfin Bark Now Yeek Melba corporation (MY WIWI Pa shine L1C. mente. FINRA.MtlYeLelt00047163 DEI-SDNY-0009987 EFTA_00 157772 EFTA01290032 Portfolio Holdings (continued) U.S. DOLLARS (continued) OnceiplIon &salty CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Opening Ming Balance Balance Acaued Income Income 30.Oey ThleYer Yield $136,408.42 $138,510.85 Mutat Value $3.50 $6,636.31 Accrued Ealmated Petered Annual Income TOTAL U.S. DOLLARS $136,510.85 $0.00 $6,636.31 Minkel WM Accrued Blinded Intoned Annul Income TOTAL PORTFOUO HOLDINGS - U.S. $3,516,194.98 $51,402.01 $191,078.81 DOLLARS Holdings Summary by Currency Cwiency BRITISH POUND U.S. DOLLARS Total USD Equivalent % of Allocation CM And Income Total by al Iraq 450,720 2,068,800 2,519,520 GBP 136,510 0 136.510 USD 741.106 2,775.088 3,516,194 USD 21% 79% 100% Portfolio Holdings Disci su es Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 4 of 9 C0NFIDOMPAL ••••• Ratecamallent EworYtarSme200/ DAMARRATEDCOMMUNKAPONS ()MANCE Clearlas through h O.W. taco ...aftowned stithory of Ow Barra Now Ycelt Melba Cot/antics (IINY Mel n) Penhint L1C. monhe. nnickfiRitlYALGOL00047164 DB-SDNY-0009988 EFTA_00157773 EFTA01290033 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) 3eptember 1,2017 - September 30,2017 SOUTHERN TRUST COMPANY INC Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose Credit ratings should not be relied upon as investment advice. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing'sJune Statement of Financial Condition is now available. On -line 30. 2017, Pershing's net capital of 52.28 billion was 13.79% of aggregate debit balances and exceeded the Page 5 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CO NFID MitfAL •••••lif Rated (scene% Cron Year Sffice MO/ DALIAR RA TED COMUNICADONS actifuta Cloatins through Perstars LC, Sbany owned stinicliary a theBark a New Yak Mellon Corporation (IINY PASO Pershing Lit. mtnis MiRA.VAPteteM-00047165 DB-SDNY-0009989 EFTA_00157774 EFTA01290034 Messages (continued) minimum requirements by $1.95 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement. note that on Ally 31. 2017. Pershing's net capital of $2.47 billion was 1512% of aggregate debit balances and exceeded the minimum requirement by 52.14 billion. A copy of the June 30,2017, Statement of Financial Condition is available at pershing.coml statement_of_financial_condition.html. You may also request a free, printed copy by calling (888)880-8510 or (201) 413.4200, option S. The U.S. adopted a shortened settlement timeframe beginning with trade date September 5,2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from 81+3 to a 1+2 settlement cycle provides faster access to sale proceeds, but it also means that funds are due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor or financial institution about how you can set up e-delivery. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits iNsPeiNd Debits ThisPailod Net ThisPeihd GeditsYne-te-Dale DehileYear-to-Dete Net Year-te-Date Dividends and Interest $104.43 $0.00 $104.43 593,317.05 $0.00 $93,377.05 Fees $0.00 42.00 42 00 $0.00 -$18.00 -518.00 Cash Withdrawals 0.00 0.00 0 00 0.00 4,786,525.39 4,706,525.39 Total Cash $0.00 $0.00 $0.00 $0.00 44,788,525.39 44,788,525.39 Totals $104.43 42.00 $102.43 $93,377.05 -$4,786,543.39 44,893,168.34 Transactions by Type of Activity Process Settlement Date Adivily Type Desulptkie OtrastIty Price Acased Intend Moen' Oxieitq Dividends and Interest 09129117 YONEYNARKETFUND INCOMERECBVED PER232045 Total Dividends and Interest - U.S. DOLLARS Fees 09101/17 DEUTSCHE GOVT CASH 104.43 USD FOREIGN CUSTODY FEE 933980UK3 0.00 104.43 Fgn Safekeeping AUG20/ CUSP: G63980.11K-3 -2.00 USD Total Fees-U.S DOLLARS CONFIDENTIAL - PURSUANT TO FED. R CRIIVI. P. 6(e) 0.00 -2.00 Page 6 of 9 CONFIDOWAL-4 Rated balk.% (net Year Sffice 2CO1 DAL/AR RA TED COMMUNICATIONS acrostics Cleating through Pirthirell.C. a alb* aimed stinicliary of tlw Bank a Now Ycelt Melba Corporation veer Mellon) Poshift 11.C. FINROARttifyelt 00047166 DB-SDNY-0009990 EFTA_00157775 EFTA01290035 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Process; Settlement Date Adivity Type September 1, 2017 - September 30,2017 SOUTHERN TRUST COM PANY INC Description Quentilly Price Accrued Meted Mount Coming Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 102.43 USD Your Ines:nem Spedalit ENJ Contact Information JOSHUA SHOSHAN Your Account Information Telephone Number TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities. First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield M ethod: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information Page 7 of 9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg Rated (Anneal fray Vet. &ace 2C01 DALIAR RATED COMUNICATONS mamma Cloarlas through Pershing1Mo Sbany owned stinicliary of tlw Bark of New Yak Mellon Corporation (MY Mellon) E*Pr ili teM_00047167 Pershing 11C. menix. FINRA. DB-SDNY-OOO9991 EFTA_OO157776 EFTA01290036 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise t hem. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit:www.pershing.com/ about/ strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (induding unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) CONFIDWFAL armee Rated brellent hen, Yea, Since 20)/ DALIAlt RA TED COMMUNICATORS actunia Clwin through Pershing1.Mo Sbaly owned stinicliary of tMearka Now Yak Mace Comontlas (IINY Mellon) holing 11C. meat*. FIN RkgiftlyeLGM_00047168 DB-SDNY-0009992 EFrA_00 157777 EFTA01290037 TERMS AND CONISTON(' TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE, OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, DE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED Pi MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMPLIED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CI ASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHNG LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TILE OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FWANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COMOISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS— RULE 607(AX1H2n PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE13NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NEMO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET PI THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH:NG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCNINTONS ARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MG IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 0T399, ATTN. LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 9 of 9 CONFIDWITAL-11 Rated bra e% Ludy Yew Sine 20O1 DALSAR RAM COMMUNICATIONS MIMIC( Clozeln Stough Panel% LLC. a SRO/ <synod minicliory elf•Balta Nrw Yak Melba corpora* (MY Mace) Pennant L1C.ment. FINRA.MYELGM-00047169 DB-SDNY-0009993 EFIA_00157778 EFTA01290038 a Deutsche Bank dull:Iv Lint ethamin MII,1, Ilit•meetowil Mulcts Cpernatt 6104 Devtiche Sank 1e:,e/biri P.O Box 1776, Baltimore, MD 21203 11^v Yeti CA1Ce 145 Poi Ate,ye. 2611 rood. Nee 14/1. NI 10154 Toll tree 1161 112 1.10, t,tc 110 815 5611 August 1,2017 - Au ust 31,2017 Account Number: SOUTHEFtN TRUST COMPANY INC 6100 FtED HOOK QUARTER B3 ST THOM ASVI 00802 Portfolio Glance at a Thin Period Yew-tar/Ile Your Investment Specialist: BEGINNINGACCOUNT VALUE $3,489,181.51 $7,885,288.31 JOSHUA SHOSHAN NM Cash Deposits aid Wdhdrawals 0.00 .4,788,525.39 Adjusted Previous Account Value 3,189,181.51 3,078,742.92 Dividends. Interest and Other Income 106.24 93,272.62 Other Transactions -2.00 -18.00 Net Change in Portroilo, ENDINGACCOUNT VALUa -98,992.25 218,293.98 Awned Interest $34,847.48 Estimated Annual Income $183,673.13 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Atat CashT; Year-End tad Period 730,398.21 Ibis Period 1 2:1%scint Fixed Income Priog oney Funds, and Bank Deposits 5,388,291.31 2,416,917.00 2,758,783.30 711,071.00 2,873222.50 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $7.885,288.31 $3,489,181.51 $3,390,293.50 CONFIDENTIAL — PURSUANT TO FED. R CRitcl, P. 6(e) Page l of 8 CONFIDWFAL inns Ralc4 (scant hay Year &Me 2C01 UMW* RA TED COMMUNICATIONS DKELLUICI CleatInthrough Mitts LUX. a Sbaly owned stinicliary of tlw Banks:INow Yak Melba Corporation (INY Mete) holing 11C . mendat. FINRA.gitlifyelt 00047170 DB-SDNY-0009994 EFTA_00157779 EFTA01290039 For Your Information The European Central Bank (the' ECB" ) and other credit institutions introduced' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/ or 104 2 S These rates are subject to change in response to market changes. and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Currency Currency USD equivalent per USD Currency Poring Balance Amount in Base Currency USD BRITISH POUND 1.2883 0.7762 BRITISH POUND 450.720.00 580.662.58 Exchange rates are based on interbank exchange rates as of 06/ 31/ 2017. Exchange rates can vary. Total Global Cash Balance $580,662.56 Money Market Fund Detail Dale Activity Type Desaiptkin Amount Sweep Money Market Fund DEUTSCHEGOVT CASH INSTL Current Yield 0 93% Activity Ending 08/ 3V 17 06/01/17 Opening Balance 136.304.18 136.304.18 08102/17 Withdrawal MONEY FUND REDEM PTION -2.00 136.302.18 08/31/17 Deposit INCOM EREINVEST 106.24 136,408.42 08(31/17 Closing Balance $136,408.42 Total All Money Market Funds $136.408.42 Income and Expense Summary Dividend Income Current Period Untie Non Taxable YearitoiDate Taxable Non Taxable M oney M arket 106.24 0.00 6,531.88 0.00 Interest Income Bond Interest 0.00 0.00 86.740 74 0.00 Total Dividends, Interest, Income and Expenses $106.24 $0.00 $93,272.62 $0.00 Page 2 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDgi Rated (scallenl Era, Yee/ &ace 200: DAllAR RATED COMUNICATI0NS matuia C14.4.14 trough Pershing LLC,a Sway owned sidnickavy a it.. Barka New Yak Melon Corporation (MY maw Pershing U.C.entnis FINRA.E*PreteM_00047171 DB-SDNY-0009995 EFTA_00 157780 EFTA01290040 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings BRITISH POUND August 1,2017 -August 31,2017 SOUTHERN TRUST COMPANY INC Desuiplion CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance OesnUty TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Wattles FIXED INCOME (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOOETY EURO ISSUE 2.000.000 000 103.1500 2,075,000.00 GBP 27,049.18 137,500.00 6.62% CONV GBPI51Nt XS134313269 2,673,222.50 USD 34,847.46 177,141.25 6.875% 09/10188 REG DTO 0311111 S5 P Rating 8B+ Saariy Ideatifier.G63980UK3 Total Corporate Bonds: 2,000,000.000 2,075,000.00 GOP 27,049.18 137,500.00 2,673,222.50 USD 34,847.46 177,141.25 TOTAL FIXED INCOME 2,000,000.000 2,075,000.00 ESP 27,049.18 137,500.00 2,673,222.50 USD 34,847.46 177,141.25 Closing Mused 30.0ey Bin Eslance Currency Income Yield 450,720.00 450,720.00 GBP 580,662.58 USD 450,720.00 450,720.00 CV 0.00 580,662.58 USD 0.00 Amnia Fantod Blinded Quantity Markel Rid dirket Value Canna lateral Maud Income mid Market Vela Camay Awned Estimated lateral Annul Income TOTAL BRITISH POUND 2,525,720.00 03P 3,253,885.08 USD U.S. DOLLARS 27,049.18 137,500.00 34,847 46 177,141.25 OFenI09 Oaring Accrued Description Quaky Bolas Bina Income CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHEGOVT CASH INSTL 136.408.420 136,304.18 136,408.42 0.00 Total Money Market it 36,304.18 8136,408.42 80.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Income 30-Day ThisYear Yield 6,531.88 0.92% 86,531.88 Page 3 of 8 CONFIDWFAL armee Rated (Kent.% (n.y Year Sect 2C01 DALBAR RATED COMMUNICATIONS acittuta Cleating through hating ac a abaft ("mod ninicliary of the Bark a Now Ycelt Melba CorporationSW Afelleal Ft shim 11.C. mends FINRPARtqfPA—00047172 DB-SDNY-0009996 EFTA_00 157781 EFTA01290041 Portfolio Holdings (continued) U.S. DOLLARS (continued) Deseripboa Oenay CASH, MONEY FUNDS, AND BANK DEPOSITS(confinued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Opening Ching Ban Sam Awned Income Income 30.0ay ThbYear Yield $136,304.18 $138,408.42 Market Value 30.00 36,531.88 acaued Eetkaated Interne Annual Income TOTAL U.S. DOLLARS St 36,408.42 30.00 $6,531.88 Market Value knee Stlenated bluest Mud Income TOTAL POFtTFOUO HOLDINGS - U.S. 13,390,293.50 $34.847.46 $183,673.13 DOLLARS Holdings Summary by Currency Currency BRITISH POUND U.S. DOLLARS Total USD Equivalent % of Allocation Cedl Reed Income Total by alfrenry 450,720 2,075,000 2,525320 GBP 136,408 0 136.408 USD 717,071 2,673,222 3,390,293 USD 21% 79% 100% Portfolio Holdings scl su es Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS WHEN THE PRICEDATEDOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Page 4 of 8 CONFIDWITAL4 Rated twellent ben Yes, Since 2C01 DA UM PA ttD CONMUNICAMNS amulet Owl% through Perstarg LLC. a wholly vernal stithory OftBanked Nom York Man Co•PontionaNY Mdon) Pershing 11C. meat*, FiriRATANYELGM_00047173 DEI-SDNY-0009997 EFTA_00157782 EFTA01290042 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Disclosures (continued) kugust 1,2017 - August 31,2017 SOUTHERN TRUST COMPANY INC Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. &piring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities, and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO' Rated htelkPt tan Year SoKe 200/ DAUIAR RATED COVIMUNICATTONS EXCalula Page 5 of 8 Cleating trough Pershing Lc, Sway owned sticliory elfinBark New Yak Mellon Corporation0NY Mellon/ hr shine 11C. mat. FINRA.AWA1Sit1IVI_00047174 DB-SDNY-0009998 EFTA_00157783 EFTA01290043 Activity Summary (All amounts shown are in base currency) OEMs ThIsPelled DebesThisPerled Net ThlsPnlod OidesTer4o-Dale DibilsTear-le-Dete lid Ter-lo-Dele Dividends and Interest $106.24 $0.00 $106.24 $93,272.62 $0.00 $93,272.62 Fees $0.00 42.00 42.00 $0.00 416.00 416.00 Cash Withdrawals 0.00 0.00 COO 0.00 -4,786,525.39 -4,786,525.39 Total Cash $0.00 $0.00 $0.00 $0.00 44,786,525.39 44,786,525.39 Totals $106.24 42.00 $104.24 $93,272.82 44,786,541.39 44,693,268.77 Transactions by Type of Activity Pieces Settlement Date Madly Type DttalptIan 0uenley Pike Awned Mined Mount Currency Dividends and Interest 08131/17 MONEY M ARKET FUND DEUTSCHEGOUTCASH 106.24 USD INCOMERECBYED PER232045 Total Dividends and Interest - U.S. DOU_ARS 0.00 106.24 Fees 08/01/17 FOREIGN CUSTODY FEE Fgn Safekeeping All 201CUSP:G63960-LIK-3 -2.00 USD G53980UK3 Total Fees-U.S. DOLLARS 0.00 -2.00 Total Value of Transactions 0.00 104.24 USD The price and quantity displayed may have been rounded. Client Service Information Your Imaginal Speclalit ENJ JOSHUA SHOSHAN Contad Infoinution Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Page 6 of 8 CONFIDOWAL4 Rated twellent hen, MN Since 200? DAIL,* RA TED COMMUNICATIONS mama Cleating through Perstars LUC, a Sbaly owned adosidiary Oft Barka Now Yak Melba Corporation (MY Melee) Ptrshine 11C. ...mix. mt&ggilieeM_00047175 DIE1-SDNY-0009999 EFTA_00157784 EFTA01290044 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Your Account Information August t 2017 - August 31,2017 SOUTHERN TRUST COMPANY INC TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AM ORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing ads as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, w here applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 4 t3-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/ about! strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Ad. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. CONFIDENTIAL - PURSUANT TO FED. R CRiM. P. 6(e) Page 7 of 8 CONFIDOWAL-4 Rated (Falk.% (rev Year Sect MO/ DALBAR RATED COMMUNICATORS CIwifl through Pershing1.Mo Sbaly owned stinicliary elfinBark a Now YM Mace Comontlas(ONY Melon) holing 11C. mont.t. FINR,SAtly t,SM_00047178 OB-SDNY-0010000 EFTA_00157785 EFTA01290045 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding:a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. w fitness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDg ••• Rated twine% bent Year Since MO/ DALIAlt RATED COMMUNICATIONS orttuuta Owing throush Perstars LUC, alb* owned adosidiary of theBarka New Yak Mellon Corporation0NY Melee) M_00047177 Ptrshine 11C. FINRA.AW Se& DB-SDNY-0010001 EFTA_00 157786 EFTA01290046 a Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 SOUTHERN TRUST COMPANY INC 6 10 0 RED HOOK QUARTER B3 ST THOMASVI 0 0 80 2 diAl.t14 Nye°. kg4.1( (Melt MadellCentratt 010W 0vvliche Oar* Setwnen 10v. Yon Me 145 Pot Avern.4.1611 Flow NeId %/km 10114 Tonne NA 117 1105 Cote IRO 845 5641 July 1, 2017 - July 3 2017 Account Number: Portfolio at a Glance This Period Yetto-Code Your Investment Specialist. BEGINNINGACCOUNT VALUE $3,385,186.09 $7,865,268.31 JOSHUA SHOSHAN Net Cash Deposits and Withdrawals 0.00 -4,788,525.39 Adjusted Previous Account Value 3,385,186.09 3,078,742.92 Dividends. Interest and Other Income 103.85 93,188.38 Other Transactions -2.00 -14.00 Net Change in Portfolio' 103,893.57 317,288.21 EN DINGACCOUNT VALUE Accrued Interest 920,302.70 Estimated Annual Income 3187,884.39 'Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Putt Asset Type Prior Year-Ead Lad Period ThisPeriod • 21% 79% Cash. Money Funds, and Bank Deposits Fixed Income 5,388,291.31 2,476,977.00 721,552.39 2,663,633.70 730,398.21 2,768,763.30 100% Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. $2,865,268.31 $3,385,186.09 83,489,181.51 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDOMAL-4 Rated tutlket (WV Mu Sege 200/ [AMU RA TED COMMUNICATIONS otauoice Page 1 of 8 Clestlas trough hating11C, whey owned vasicliory of the Bark of New Yak Melba Corporation (MY Mao) shint 11C. merit. FINRA.fIOM Se&IVI_00047178 DB-SDNY-OO1OOO2 EFTA_OO 157787 EFTA01290047 For Your Information The European Central Bank (the' ECB' ) and other credit institutions introduced ' negative interest rates' . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 10 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Currency Clotang Amount In annul uS0 Equiyarenl per 1.150 Oluency Belem Bon Currency USD BRITISH POUND 1 3181 0 7586 BRITISHPOUND 450720.00 94,094.03 Exchange rates are based on interbank exchange rates as of 07/ 311 2017 Exchange Total Global Cash Balance 3594,094.03 rates can vary Money Market Fund Detail Dalt Activity Type Dimples Amount Bin Sweep Money Market Fund DEUTSCHE GOVT CASH iNSTi. Current Yield 0.91% Activity Ending: 07/31/17 07101/17 Opening Balance 07/05/17 Withdrawal 07/31/17 Deposit MONEY FUND REDEMPTION 136202.33 -2.00 103.85 138202.33 138,200.33 138 304.18 IN COM E FtBN V EST 07/31/17 Closing Balance $138,304.18 Total All Money Market Funds $136,304.18 Income and Expense Summary Taxable Oarent Period Non Taxable Terabit Yerto-Dale Non Terabit Dividend Income M oney Market Interest Income Bond Interest 103.85 0.00 0.00 0.00 8,425.64 86,740.74 0.00 0.00 Total Dividends. Interest, Income and Expenses 3103.85 30.00 393,166.38 30.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 8 CONFIDWAL-4 Rated balk. Lae, MY Sect 2CO1 DALIIMATEDCOWMUNICATiOt6 mama Cleating through haft LLC.a whey owned ad:8*m of Ow Barra New Ycelt Melba CorporationOM Melleal holing manta' nnen.fiRbliseelt00047179 DB-SDNY-0010003 EFric00157788 EFTA01290048 a Deutsche Bank PO Box 1776, Baltimore, MD 21203 Portfolio Holdings BRITISH POUND Opening Dosing Accrued 30.Day Devolution Omolity Balance Balance Currency Incore Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 450,720.00 450,120 00 GBP $94,094.03 USD TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS 450,720.00 450,720.00 GBP 0.00 594,094.03 USD 0.00 Accrued Esteneted Blinuted DesalpHoe Dowdy Merkel PH* Market YON Currency Intern Arnaud Income YINd FIXED INCOME (In Maturity Date Sequence) Corporate Bonds NATIONWIDE BUILDING SOCIETY EURO IS9JE 2.000.000 000 104.6500 2.093.000.00 GBP 15,403.01 137,500.00 8.56% COW GBPI5IN$XS9439469 2,758,783 30 USD 20,302.10 18123825 6.875% 09120188 REG 010 03/1111 S5 P Rating BB* Security Ideetifier G63980UK3 Total Corporate Bonds: 2,000,000.000 2,093,000.00 CeP 15,403.01 137,500.00 2,756,783.30 USD 20,302.70 181,238.75 TOTAL FIXED INCOME 2,000,000.000 2,093,000.00 GBP 15,403.01 137,500.00 2,758,783.30 USD 20,302.70 181,238.75 Nudist Yen Currency Awned lateral Eilleuted Maud Incase TOTAL BRITISH POUND 2,543,720.00 GBP 15,403.01 137,500.00 3,352,877.33 USD 20,302.70 181,238.75 U.S. DOLLARS July 1, 2017 - July 31, 2017 SOUTHERN TRUST COMPANY INC 0penkg Oak* Accrued Devolution Overfly Basco Bina Income CASH, MONEY FUNDS, AND BANK DEPOSITS Money Market DEUTSCHEGOVT CASH INTL 136,304.180 136,202.33 136,304.18 Total Money Market $136,202.33 $136,304.18 Income 30-Day ThisTew YON CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 0.00 $0.00 6,425.64 0.90% 86,425.64 Page 3 of 8 CONFIDP Rated li allent tan Year Sect 2C0/ DALBAR RATED COMMUNICATIONS meiotic( Clearlas through Pantile/RUCs Sbaly owned stinicliory of theBarka Now Yak Melba Corporation0NY Melon) Paging 1.1C. motel FINRA6WELGM-00047180 DB-SDNY-0010004 EFTA_00 157789 EFTA01290049 Portfolio Holdings (continued) U.S. DOLLARS (continued) Oeseregion avidity CASH, MONEY FUNDS, AND BANK DEPOSITS(confinued) TOTALCASH, MONEY FUNDS, AND BANK DEPOSITS Opening Cloing Bin Bin Maud Income Income 30.0ay Thh Year Yield $136,202.33 $138,304.18 Markel Value $0.00 $6,425.84 Awned Bleated altered Maud Income TOTAL U.S. DOLLARS S138,304.18 $0.00 58,425.84 Medal Virus Mooed Blended Intend Annul Income TOTAL PORTFOUO HOLDINGS - U.S. $3,489.181.51 $20,302.70 $187.884.39 DOLLARS Holdings Summary by Currency auency BRITISH POUND U.S. DOLLARS Total USD Equivalent % of Allocation Con And Name Told by alfrenci 450,720 2,093,000 2,543,720 G8P 136,304 0 136.304 USD 730,398 2.758.783 3.489.181 USD 21% 79% 100% Portfolio Holdings Disci su es Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/ A" and are omitted from the Total. THEAS OF PRICE DATEONLY APPEARS W HEN THE PRICEOATE 00ESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EA I) and estimated annual yield (FAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/ disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. CONFIDENTIAL — PURSUANT TO FED. R CR[Ivi. P. 6(e) Page 4 of 8 CONFIDOWAL-4 Rated (Jan e% tan Year Sect 2001 DALIIAR RATED COMMUNICATIONS aceittria Cleating through Peal% LLC. a Sbaly owned stinicliory a ft Bark a Now Yak Melba Corporation NY Mellen Ptrshint 11.C. ...mix. nerte.fiRMiskeM_ 00047181 DB-SONY-0010005 EV1:4_00157790 EFTA01290050