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EFTA Document EFTA01372344EFTA Document EFTA01372346
Case File
sd-10-EFTA01372345Dept. of JusticeOther

EFTA Document EFTA01372345

From: Richard larossi Sent: Friday, September 14, 2018 3:00 AM To: Vijay-A Sawant Bradley Gillin Subject: RE: Assistance Required in Resolving Rejection Points in KYCil l IC) [II Classification: For Infernal use only Hi Vijay, Per our conversation yesterday, please see ID for William Ritcher. We do not have his SSN on file, but can discuss tomorrow morning. Thanks, Rich Richard larossi Assistant Vice President Deulsche Bank Wealth Mangan ent 345 Park Avenue, 24th Floor Now Yor. NY

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sd-10-EFTA01372345
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From: Richard larossi Sent: Friday, September 14, 2018 3:00 AM To: Vijay-A Sawant Bradley Gillin Subject: RE: Assistance Required in Resolving Rejection Points in KYCil l IC) [II Classification: For Infernal use only Hi Vijay, Per our conversation yesterday, please see ID for William Ritcher. We do not have his SSN on file, but can discuss tomorrow morning. Thanks, Rich Richard larossi Assistant Vice President Deulsche Bank Wealth Mangan ent 345 Park Avenue, 24th Floor Now Yor. NY

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From: Richard larossi Sent: Friday, September 14, 2018 3:00 AM To: Vijay-A Sawant Bradley Gillin Subject: RE: Assistance Required in Resolving Rejection Points in KYCil l IC) [II Classification: For Infernal use only Hi Vijay, Per our conversation yesterday, please see ID for William Ritcher. We do not have his SSN on file, but can discuss tomorrow morning. Thanks, Rich Richard larossi Assistant Vice President Deulsche Bank Wealth Mangan ent 345 Park Avenue, 24th Floor Now Yor. NY 10154 Securities °fibre:I through Deutsche Bank Securities Inc From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 11:07 AM To: Bradley Gillin Cc: Richard larossi Subject: RE: Assistance Required in Resolving Rejection Points in KYCSI [I] [C] Importance: High Hi Brad, Regarding this KYC case, could you provide SSN for William L Richter, please? Since he is the UBO in this account, we require this as part of CIP, thanks in advance. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CI8 Centre Private limited - Deutsche Bank Group Wealth Management 81, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon Eas Mumbal - 400063, India Tel Mobile From: Bradley Gillin Sent: Thursday, August 23, 2018 7:28 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066039 CONFIDENTIAL SDNY_GM_00212223 EFTA01372345

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