EFTA Document EFTA01372347

Please expand on the purpose for each account. What is the account being used for? — Please advise this for bank account numbers 77002215 and 44135476 for this entity. • Confirmed for both 77002215 and 44135476 account. 77002215 is a DB AG preferred account. 44135476 is a money market account. You need fund a money market account before you can fund a DB AG preferred account. The DB AG preferred account pays a highest interest rate and has daily liquidity. 3) Please update the expected inflows/outflows throughout each account. Per transactional activity, this information is inaccurate. Please update. — Please advise for both accounts 77002215 and 44135476. I checked DBInsight and noticed that the Money market acct (44135476) has no inflow/outflow since May 2018. For acct#(77002215), I see interest payment coming in for approx 100k every month. Please advise if correct so I can update accordingly. • This is correct — as referenced above the money market was only used to fund 0 BAG account with the $80.Smn balance. Therefore, the money market account would have no inflow/outflow since the actual funding date. • Interest payment of approx. $110,000 hits the DB AG account at the end of each month. 5) Please provide evidence of signing authority for account #77002215. — Could you provide relevant doc for this account, please? I am unable to find this in the repository. I found the attached doc for the other account. Please provide the same for acct#77002215. • See attached executed deposit application to DBAG signed by Lomansky. This account is a deposit account. The signing authority is the same for the money market account - also a deposit account. This is a ridiculous rejection point. There is an existing client with $80ron in this account. Regards, Brad Bradley Gitlin Vice President Deutsche Bank Wealth Mana ement Securities olTered through Deutsche Bank Securities Inc. From: Vijay-A Sawant 700 Sent: Wednesday, August 22, 2018 6:27 AM To: Bradley Gillin Cc: Terri Sohrab ; Richard larossi ‹ > Subject: RE: Assistance Required in Resolving Rejection Points in KYC#01966151 [II Importance: High Hi Brad, Many thanks for the below confirmation. I have updated the case accordingly. Now only the following rejection points are pending resolution - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066041 CONFIDENTIAL SDNY_GM_00212225 EFTA01372347