EFTA Document EFTA01372492

Regards, Brad From: Bradley Gillin Sent: Tuesday, August 14, 2018 10:48 AM To: 'Marinia Protopapa' < Cc: Vijay-A Sawant Subject: Prime Overseas Investments and Enterprises Limited - Annual Review and FinCEN form [C] Classification: Confidential Hi Maria, I hope you are having a fantastic summer! Please find the attached FinCEN form - details regarding the new Regulation are below. Please complete and have executed by an authorized account signer. Certification Regarding Beneficial Owners: This year, the United States Department of Treasury enacted a new regulation, the Customer Due Diligence Requirements for Financial Institutions CCDD Rule), which requires Deutsche Bank Wealth Management to obtain, verify, and record information about our legal entity customers. In order to remain compliant with our obligations to combat financial crime. Deutsche Bank has enhanced its KYC policies. As we update your KYC file. we must also obtain the attached Certification Regarding Beneficial Owner of Legal Entity Customers ('Certification) from you. Furthermore, we are performing our annual KYC review on this entity. Please provide the following information: • Certificate of Good Standing (dated within 6 months) • Per our last review, we received confirmation that when Prime Overseas re-domiciled from Panama to the Republic of Cyprus, the entity went from a bearer share corporation to a registered corporation. Do you have any documenation to show Prime as a registered corporation (I need to prove that there are no longer bearer shares). Please feel free to call with any questions. Thank you. Regards, Brad Bradley Gillin Vice President le@ Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066205 CONFIDENTIAL SDNY_GM_00212389 EFTA01372492