EFTA Document EFTA01372618

Section 34 Section 35 Section 36 Section 37 Section 38 Section 39 Section 40 Obligation for CRR credit institutions to provide information Inspections of CRR credit institutions Performance of inspections Report on the results of inspections Costs of inspections; costs of the compensation procedure Obligation of CRR credit institutions to report on rectified deficiencies Notification of BaFin Part 4 Exclusion from the statutory compensation scheme and administrative procedures Section 41 Exclusion from the statutory compensation scheme; legal consequences Section 42 Sanctions Section 43 Section 44 Section 45 Section 46 Chapter 3 Institutional protection schemes recognised as deposit guarantee schemes Part 1 Recognition of institutional protection schemes and ongoing obligations Conditions for recognising institutional protection schemes Application for recognition Notification obligations Revocation of recognition; legal consequences Part 2 Minimum requirements for the articles of association; withdrawal of a CRR credit institution from a recognised institutional protection scheme Section 47 Requirements for the articles of association and amendments to the articles of association; withdrawal of a CRR credit institution from a recognised institutional protection scheme Section 48 Collection of contributions by recognised institutional protection schemes Part 3 Support measures by recognised institutional protection schemes Section 49 Support measures implemented by recognised institutional protection schemes Chapter 4 Supervision and inspection rights Section 50 Section 51 Section 52 Section 53 Section 54 Section 55 Supervision of deposit guarantee schemes Inspections by BaFin Inspections of deposit guarantee schemes Audit report Stress tests of systems Audit by the Federal Court of Auditors (Bundesrechnungshot) Chapter 5 Cooperation with other deposit guarantee schemes Section 56 Branches of domestic CRR credit institutions in another state of the European Economic Area Section 57 Branches of CRR credit institutions which have their registered office in another state of the European Economic Area Section 58 Payment of contributions if activities of a CRR credit 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066383 CONFIDENTIAL SDNY_GM_00212567 EFTA01372618