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sd-10-EFTA01372643Dept. of Justice

EFTA Document EFTA01372643

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AMUNCA File Assessment - Overview The DBUS AML Compliance Unit ("AML Unit") will conduct AMIJNCA File Review Assessments ("File Reviews") for the following business lines and/or account types on either a monthly or a quarterly basis: • Global Markets, Client Adoption Group (monthly)- see Appendix A • Global Markets, TALF specific (monthly) - see Appendix B • Commercial Real Estate (quarterly) - see Appendix C • Global Banking (quarterly) - see Appendix D • MortgagelT, Broker specific

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Dept. of Justice
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sd-10-EFTA01372643
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