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sd-10-EFTA01372656Dept. of JusticeOther

EFTA Document EFTA01372656

From: Stewart Oldfield Sent: 11/15/2017 1:06:46 PM To: Cynthia Rodriguez Subject: FW: Portfolio alert_ Attachments: grid_alert_DB12000P_11428472_11562620_20171104_085945.pdf Which account is this related to? I assume this is a different person From: Priyanka Rathore On Behalf Of PWM BIS-Research Sent: Monday, November 13, 2017 5:57 PM To: Stewart Oldfield < Cc: PWM BIS-Research < >; PWMUS AMLKYC < Subject: Portfolio alert_ Hello, Attached is look back alert for the party mention

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sd-10-EFTA01372656
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From: Stewart Oldfield Sent: 11/15/2017 1:06:46 PM To: Cynthia Rodriguez Subject: FW: Portfolio alert_ Attachments: grid_alert_DB12000P_11428472_11562620_20171104_085945.pdf Which account is this related to? I assume this is a different person From: Priyanka Rathore On Behalf Of PWM BIS-Research Sent: Monday, November 13, 2017 5:57 PM To: Stewart Oldfield < Cc: PWM BIS-Research < >; PWMUS AMLKYC < Subject: Portfolio alert_ Hello, Attached is look back alert for the party mention

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 11/15/2017 1:06:46 PM To: Cynthia Rodriguez Subject: FW: Portfolio alert_ Attachments: grid_alert_DB12000P_11428472_11562620_20171104_085945.pdf Which account is this related to? I assume this is a different person From: Priyanka Rathore On Behalf Of PWM BIS-Research Sent: Monday, November 13, 2017 5:57 PM To: Stewart Oldfield < Cc: PWM BIS-Research < >; PWMUS AMLKYC < Subject: Portfolio alert_ Hello, Attached is look back alert for the party mentioned above. Kind regards. Priyanka Rathore Priyanka Rathore Business Information Search DBOI Global Services Private Limited COO Wealth Management Operations indra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India kit Please consider the en% inmment before printing this e-mail CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066452 CONFIDENTIAL SDNY_GM_00212636 EFTA01372656

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Subject: RE: Account Plannin sessions [C] [I] From: Stewart Oldfield Date: Mon, 08 Jan 2018 12:34:50 -0500 To: Cynthia Rodriguez Bradle Gillin Bcc: From: Cynthia Rodriguez Sent: Monday, January 08, 2018 12:05 PM To: Stewart Oldfield Subject: RE: Account Planning sessions [C] [I] Classification: For internal use only Hi, Bradley Gillin Attached are the final two. Please give them your blessing or make whatever changes needed and I will send it all to Samantha. I have saved the ones

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Subject: RE: Southern Financial From: Cynthia Rodriguez a> Date: Thu, 09 Mar 2017 14:20:56 -0500 To: Richard Kahn Cc: Stewart Oldfield Jeanne Brennan Bella Klein Hi Rich, Please complete the addendum to terminate the service. Thanks. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue, 24th Fl 10154-0004 New York, NY

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