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sd-10-EFTA01372686Dept. of Justice

EFTA Document EFTA01372686

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From: Stewart Oldfield Sent: 7/19/2016 4:28:25 PM To: Vahe StepanianI CC: Cynthia Rodriguez Subject: FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) II] Attachments: SFTR Article 15 Risk Disclosure Statement - Client Outreach_v2 0 (2).pdf; SFTR_Internal_FAQs_Wealth Management 08072016.pdf Classification: For Internal use only Have these guys consented to receive notices electronically? If so, I will send this out today. Thanks From: Armen Brash Sent: Tuesday, July 19, 2016 4

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Dept. of Justice
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sd-10-EFTA01372686
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