EFTA Document EFTA01372747

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2017 ASSETS Current Assets Cash and cash equivalents S 30,387,375 Due from brokers 20,715,902 Marketable securities, at cost 38,259,585 Total Current Assets 89,362,862 Fixed Assets 144,486 Investment Partnerships, tax basis 46,700,206 Investment In Subsidiaries Southern Financial LLC 161,552,065 Haze Trust 72,149,122 233,701,187 Other Assets 3,773,108 TOTAL ASSETS $ 373,681,849 LIABILITIES AND SHAREHOLDER'S EQUITY Current Liabilities Accounts payable S 35,193 Total Current Liabilities S 35,193 Long term Liabilities Shareholder loan S 30,500,000 S 30,500,000 Total Long term Liabilities Shareholder's Equity Common Stock 1,000 Additional paid in capital 38,798,643 Retained earnings 304,347,013 343,146,656 Total Shareholder's Equity TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY 373,681,849 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066602 CONFIDENTIAL SDNY_GM_00212786 EFTA01372747