EFTA Document EFTA01372774

From: Andrew King Sent: 6/13/2016 4:59:49 PM To: Andrew King Zbynek Kozelsky CC: Stewart 0ldfield Joseph Dursi Subject RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had a conversation with the client today, and he'd like us to send something as soon as possible. Thanks! From: Andrew King Sent: Friday, June 10, 2016 3:22 PM To: Zbynek Kozelsky Cc: Stewart OldieId Subject: Approval Needed - List of Preferreds Ziggy, I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from SIG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB information. We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for approval. Thanks in advance. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. New York, NY 10154 Tel. Fax Motu Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066640 CONFIDENTIAL SDNY_GM_00212824 EFTA01372774