EFTA Document EFTA01372800

7'15x2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A rA KYC Case = : 01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SCUT-ERN FINANCIAL RELATIONSHIP:00001MP Booking Center: New York Relationship Manager: Stewart Oldfield I... - New PWM Relationship g Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship aids, provide reasai for new profile and attach old profile: " ' 2018 Periodic Review •••• 1: Client Referral L. RM Prospect : Intermediary/FIM to Other Source (CI8, etc.) How Was the Client(s) Introduced' How long has the RN personally known the client) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC # - Butterfly Trust Neptune, LLC - M. Does Deutsche Bank pay a retrocession or similar 0 Yes k No compensation to a third party for the introduction of this relationship? Of Yes, descnbel List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 • Karyna Shuliak- DDA 12/13/2013 2 Butterfly Trust - - MMI3A 1/24/2014 3 Neptune LLC - - DDA 10/18/2013 Who is he pnmary contact person or the RN> (Note: This person needs to have signatory rights and/or information right for the accounts): Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://cfblorcepb.my.salesforce.comiservlet,serylet Integration7lid=0 I N30000000D9Di&eid=5000e00001 N 0 Bx m& lc= I & iinkToke n t-vmp F P SxN akF 4T . 1/42 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066679 CONFIDENTIAL SDNY GM_00212863 EFTA01372800