Text extracted via OCR from the original document. May contain errors from the scanning process.
715:2019
KYC Print
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all pares)
Indrvduars Name:
Richard Kahn -
Date of Birth:
Country of Residence:
USA
Country of Citizenship:
USA
Address of primary residence:
Has client resided outside of
his/her country of nationality for
5 years or more>
yes i No
Profession/Occupation:
Accountant
Tax ID / SSN:
Current Employer:
Southern Financial, LLC
Position/Title/Rank:
Address of employer:
6100 Red Hook, Quarter B3 St Thomas US Virgin Islands 00802
Does the person work as senior executive of a DB.recognized regulated entity in the financial
ndustry> or an entity listed on a DB-recognised exchange> (Not applicable for operating enbties
ves 1 rto
Is the individual a Politically Exposed Person (PEP)?(( Ye; desaibe)
i , yet
No
To the best of your knowledge, is the individual related to an employee of the DS grouP7(1 FOCI*
cr Friendship, dente)
.
Family
.
Fnendship
.'" None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche
Bank (e.g., external legal counsel, client referral source, supplier of goods or servrcesp(f
Yegdessiber)
Yes
If applicable, indicate which bank officers have met the person:
Indicate where and when the client metting(s) took place:
Bank Officer Name(s)
Bank Office:
Client Private
Domicile:
Client Place of
Business:
Other Location (specify):
Date:
Paul Morns
U
'If
9/13/2013
I
4
Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds>
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:
l. • Business Owner
Salary/Earnings
Investment
Inheritance/Gifts
Other:
Further Describe Source of Wealth /Detail the history of wealth fo each of the sources: (e.g. For truss, how did settlor accumulate wealth' For inheritance, how did
family accumulate wealth'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of major
activities, important business partners.)
Estimated Annual Income($):
Estimated amount of Investable assets(S):
Estimated Net Worth($):
Amount of assets planned to invest with PWM(S):
Other Known Financial Institutions:
Institution:
Country:
Est. Assets Under Mgt:
Institution:
Country:
Est Assets Under Mgt:
Institution:
Country:
Eft Assets Under Mgt:
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8 _5
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0066728
SDNY GM_00212912
EFTA01372838