EFTA Document EFTA01372848

7.152019 KYC Print I NIci records to d.splay. M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morns (Signature) Paul Morns 10/212013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 10/3/2013 Regkonal Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Andrew Kisz (Signature) Jacqueline Lightbody Andrew Kis: 1/23/2014 1/23/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Gsobal Market Team Head (GMTH)/Sub- Market Team Head (SMTH): (Signature) AI& Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals! (I) (CFP S) should establish and maintain business relationships only with persons who satisfy our high standards of suitability. background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP &) include: Relationship Managers. Wealth Advisors. Product Officers, Brokers. Client Managers. etc. r Deutsche Bank Americas New York nj httpelidbforcepb.my.salestorce.comiseNlet,sendet Integration?licfrO I N30000000D9D4eici=5006000000TiEyCadc=1&hnkToken=VmpEPSxNakF4T... 25/25 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0066745 SDNY GM_00212929 EFTA01372848