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715:2019
KYC Print
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar
3A. Individual Details (for all partes)
Indrvduars Name:
Jeffrey Epstein -
Date of Birth:
Country of Resdence:
USVI
Country of Citizenship:
USA
Address of primary residence:
Lee Saint James Saint Thomas 00302 US Virgin Islands
Has client resided outside of
hhis/her country of nationality for
yes i
No
5 years or more'
Profession/Occupation:
Self Empolyed
Tax ID / SSN:
Current Employer:
Southern Financial LLC
PosttionTitle;Rank
President
Address of employer:
6100 Red Hook Quarter El3 St. Thomas USVI 00802
Does the person work as senior executive of a DB-recognized regulated entity in the financial
ndustry' or an enbty listed on a DB-recognised exchange' (Not applicable for operating entities
yes ,it No
Is the individual a Politically Exposed Person (PEP)?(( Yes desaibe)
,
yes
.I. No
To the best of your knowledge, is the individual related to an employee of the DB grouP7(1 FOCI*
cr Friendship, dente)
.
Family
,
Fnendship
.'" None
To the best of your knowledge, is the individual party to a non-banking relationship path Deutsche
Bank (e.g., external legal counsel, client referral source, supplier of goods or servrcesp(f
Yegdessiber)
yes
If applicable, indicate which bank officers have met the person:
Indicate where and when the client metting(s) took place:
Bank Officer Name(s)
Bank Office:
Client Private
Do mole:
Client Place of
Business:
Other Location (specify):
Date:
Paul Morns
U
'If
9/13/2013
i 4
Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requiring source of wealth de cription as indicated in Section 2)
Nature of the Individual's Business:
Private investments
Primary Country of source of wealth/source of Funds'
Primary industry of source of Wealth/Source of Funds'
Summarize Source of Wealth:
4 - Business Owner
Salary/Earnings 4 Investment
Inheritance/Gifts
Other:
Further Describe Source of Wealth /Detail the history of wealth fo each et the sources: (e.g. For truss, how did settlor accumulate wealth' For inheritance, how did
family accumulate wealth?For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of major
activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982,
Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed
the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for
the very wealthy businessman Leslie Worrier. His wealth has come from his days at Bear Stearns and his financial management firms
Estimated Annual Income($):
10,000,000.00
Estimated amount of investable asseh(S):
$50 MM - 100 MM
Estimated Net Worth(f):
$100 MM - SOO MM
Amount of assets planned to invest with PWM($):
5,000,000.00
Other Known Financial Institutions:
Institution:
3PM
Country:
I USA
Est. Assets Under Mgt:
120,000,003.00
Institution:
Deutsche Bank
Country:
USA
Est. Assets Under Mgt:
70,000,000.00
httpsildbforcepb.my.salesforce comiservletiservlet Integration7lid=01 N30000000D9Daeici=50060000001(zNly8dc= I thrikToken=VmpFPSx NakF4T1
4 _5
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0066750
SDNY GM_00212934
EFTA01372853