Text extracted via OCR from the original document. May contain errors from the scanning process.
7/1512019
KYC Print
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Sum
3A. Individual Details (for all parties)
Individual's Name:
Jeffrey Epstein
Date of Birth:
Country of Residence:
USVI
Country of Citizenship:
USA
Address of primary residence:
Otte Saint James Saint Thomas 00802
Has client resided outside of
his/her country of nationality
for S years or more?
3 yes li No
Profession/Occupation:
Self Errpotyed
Tax ID / SSN:
Cullen! Employer:
Southern Financial LLC
Position/Title/Rank:
President
Address of employer:
6100 Red Hook Quarter B3 St. Thomas 00802
Does the person work as senior executive of a DB-recognized regulated entity in the financial
Industry? or an entity listed on a DB-recognised exchange? (Not applicable for operating entities
t•--I
• •
Yes t No
Is the individual a Politically Exposed Person (PEP)?(/ /Yes desatbe)
1.:-.1 Yes
No
116
To the best of your knowledge, is the individual related to an employee of the DB group?(f
Fsmty or FriendsNp, descnbe)
i : Family
Friendship
A None
To the best of your knowledge, is the individual party to a non-banking relationship with
Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or
services)7(if Yes,descrte)
..
li
Yes
No
If applicable, indicate which bank offices have met the person: Indicate where and when the dent meeting (s) took place:
Bank Officer Name(s)
Bank Office:
diets Private
Domicile:
Client Place of
Business:
Other Location (specify):
Date:
Paul Morris
1
9/13/2013
Li
lir
—
Li
1. • Wealth Details for this individual are not filled in, because they are the same as for the following person:
3B. Wealth Details (Only for parties requinng source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Private investments
Primary Country of source of wealth/source of Funds?
Primary industry of source of Wealth/Source of Funds?
Summarize Source of Wealth:
?I Business Owner
Salary/Earnings ,:ti Investment
Inheritance/Gifts
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how
did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major
activities, important business partners.) Epstein began his financial career in 1976 as an options trade at Bear Steams and became a partneri n 1980. In 1982,
Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein
changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. MI of his clients were anonymous
except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial management firms
Estimated Annual Income($):
10,000,000.00
Estimated amount of investable assets(S):
$50 MM - 100 MM
Estimated Net Worth($):
$100 MM - 500 MM
Amount of assets planned to invest with PWM($):
5,000,000.00
Other Known Financial Institutions:
Institution:
JPM
County:
USA
Est Assets Under Mgt:
120,000,000.00
https://dbforcepb.my.salesforee.com/seryletrseMetintegration?lidx0IN3000000009Di&eid450032000015VRMSic41 &linkTokenia/mpFPSxNakF4T1...
4115
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0066775
SDNY_GM_00212959
EFTA01372874