Text extracted via OCR from the original document. May contain errors from the scanning process.
7/15:2019
KYC Print
One sheet must be established for EACH INDIVIDUAL PARTY In Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Indom duors Name:
Richard D. Kahn - 00000486407
Date of Birth:
12/6/1972
Country of Residence:
USA
Country of Citizenship:
USA
Address of primary residence:
130 E 75th St, g7E New York NY 10021 United States
Has client resided outside of
hit/her country of nationality for
5 years or more>
L....) yes 1. No
Profession/Occupation:
Accountant
Tax ID ; SSN:
108-50-9833
Current Employer:
HBRK Associates, Inc
Poston/Title/Rank:
Address of employer:
575 Lexington Ave, 4th Fl New York NY United States 10022
Does the person work as senior executive of a DB-recogntted regulated entity In the financial
ndustry, or an entity Wed on a DB-recognised exchange' (Not applicable for operating entities
Y" I
No
Is the indvidual a Politically Exposed Person (PEP)?(II Yes *sate)
Yes
No
To the best of your knowledge, Is the individual related to an employee of the DB groupYi FamPY
a - Friendship, ~a)
'
Family
L.) Friendship
flt None
To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche
Bank (e.g., external legal counsel, client referral source, supplier of goods or services)70/
Yesdesalbe)
ri y45
isel No
If applicable, indicate which bank officers have met the person:
Indicate where and when the dent meeting(s) took place:
Bank Officer Name(s)
Bank Office:
Client Private
pomkik:
Client Place of
Business:
Other Location (specify):
Date:
(3
U
Wealth Details for this Individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for pat requiring source of wealth description as indicated in Secton 2)
Nature of the Individual's Business:
Primary Country of source of wealth/source of Funds>
Primary industry of source of Wealth/Source of Funds>
Summarize Source of Wealth:
'
. Business Owner
Salary/F-amings
. Investment
• Inheritance/Gifts
Other:
Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settles accumulate wealth> For inheritance, how did
family accumulate weakh>For business owners, how long in business, how many employees, level of profitability> Indicate type of business, countries of major
activities, important business partners.)
Estimated Annual Income(S):
Estimated amount of investable assets(S):
Estimated Net Worth(;):
Amount of assets planned to invest with PWM($):
Other Known Financial Institutions:
Institution:
Country:
Est. Assets Under Mgt:
Institution:
Country:
Est. Assets Under Mgt:
Institution:
Country:
Est. Assets Under Mgt:
https://dblorcepb.my.sa lestorce.comiserylet'servlet Integration7lid=01N30000000D9Ch&eid=5003200001EHPpb&ict 1 &linkToken.VmpFPSxNakF4T
34.43
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0066620
SDNY GM_00213004
EFTA01372911