EFTA Document EFTA01373053

Cc: Mayur Rathod < >; Stewart Oldfield < Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP (I) Importance: High Hello Brad, As per your attached no material confirmation for the above accounts and revised CDD Forms provided (in separate emails), we have launched KYC Case#01977695 for these accounts. We are in the middle of completing all the searches and reviewing adverse media, etc. We will advise if anything required. In the meantime, after review of all accounts, we confirm that we require the following item for this case — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC Kindly forward the same, so we can push this case to the next stages at the earliest, thanks. Kind Regards, Vijay Sawant KVC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East, Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Monday, July 30, 2018 2:39 PM To: Bradley Gillin < >; Stewart Oldfield < Cc: Mayur Rathod < Subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the dots available in the repositories, I have completed the attached checklist, main RP's also listed below for reference — Acct Holder Southern Trust Company, Inc President, Sole Shareholder & Authorized Signatory - Jeffrey Epstein Vice President, Secretary & Authorized Signatory ---- Darren K. Indyke Treasurer Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067050 CONFIDENTIAL SDNY_GM_00213234 EFTA01373053