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sd-10-EFTA01373281Dept. of JusticeOther

EFTA Document EFTA01373281

I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn Sent: Wednesday, September 06, 2017 12:52 PM To: Stewart Oldfield < Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 5, 2017, at 3:43 PM, Stewart Oldfield < > wrote: Rich, Hope you enjoyed the long weeken

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I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn Sent: Wednesday, September 06, 2017 12:52 PM To: Stewart Oldfield < Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 5, 2017, at 3:43 PM, Stewart Oldfield < > wrote: Rich, Hope you enjoyed the long weeken

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I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn Sent: Wednesday, September 06, 2017 12:52 PM To: Stewart Oldfield < Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 5, 2017, at 3:43 PM, Stewart Oldfield < > wrote: Rich, Hope you enjoyed the long weekend. Thanks for persisting in getting everyone in a room to talk about your new trading set up. Do any of these times work the week of the 18th? Mon 9/18: 12:30pm - 3:30pm Tues 9/19: 9am — 10am Wed 9/20: 9am — 10am <image002.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bart Wealth Management 345 New York. NY 10154 Tel. Mobile blackberry Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067384 CONFIDENTIAL SDNY_GM_00213568 EFTA01373281

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Subject: RE: trading meeting From: Stewart Oldfield <M > Date: Fri, 25 Aug 2017 10:34:25 -0400 To: Richard Kahn ‹ > Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' ‹ > Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas . . .) Can

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Subject: Re: trading mt reschedule - wk of 9/18 From: Richard Kahn Date: Wed, 06 Sep 2017 21:01:52 -0400 To: Stewart Oldfield e > list looks great and wed sep 20th is confirmed thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell On Sep 6, 2017, at 5:13 PM, Stewart Oldfield e > wrote: Likely same group as before, although Xavier may be traveling Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Clie

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Subject: RE: 9-20-2017 meeting @ 9:30am From: Stewart Oldfield ‹ > Date: Tue, 19 Sep 2017 16:10:48 -0400 To: Richard Kahn Cc: Alpha Group Capital Bcc: 345 Park, 24th Floor. Room 2407. Will have breakfast as well if you like Attendees: Dan Kaiser — US Head of Key Client Partners Xavier Avila — Latam Head of Key Client Partners (will focus on fx/macro trading) Martin Zeman — sales trading Joshua Shoshan — syndicate Todd Stevens (global head of KCP) will likely drop in to say hello as

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Subject: Re: trading meetin [C] From: Richard Kahn Date: Mon, 28 Aug 2017 13:02:00 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Liam Osullivan < ok enjoy your time offcan you also send aug 31 statements before you leave if ready .. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor On Aug 28, 2017, at 12:55 PM, Vahe Stepanian wrote: Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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Subject: RE: trading meetin [C] [I] From: Davide-A Sferrazza Date: Tue, 05 Sep 2017 15:30:47 -0400 To: Stewart Oldfield Cc: Liam Osullivan Vahe Stepanian Classification: For internal use only Sent to Rich this morning — he called for password, and I spoke with him then, so should be all good. Thanks, Davide From: Stewart Oldfield Sent: Tuesday, September 05, 2017 3:22 PM To: Davide-A Sferrazza Cc: Liam Osullivan Davide, Subject: RE: trading meeting [C] Are these ready to go out?

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