EFTA Document EFTA01373325

From: Sent: To: CC: Subject: John Juul ( 1 12/23/2014 3:00:07 PM Wayne Salit Michael Koplowitz RE: EDD package for the RID : Classification: For Internal use only Sorry about that. From: Wayne Salit Sent: Tuesday, December 23, 2014 2:56 PM To: John Juul Subject: RE: EDD package for the RID : Classification: For Internal use only John — Party name : Southern Financial Ur DI Party name : Southern Financial LLC [I] Thanks for the information. I will escalate this matter to Ted Gonedes for his view on the Rep Risk issue. 6TW, you mentioned that you copied Mike, but I did not see it in the cc line. What is Mike's last name? Kind Regards, Wayne Salit From: John Juul Sent: Tuesday, December 23, 2014 2:45 PM To: Wayne Salit Subject: RE: EDD package for the RID : • Party name : Southern Financial LLC [I] Classification: For Internal use only Yes, he is. Copying Mike who covers this space from a Line Advisory perspective. From: Wayne Salit Sent: Tuesday, December 23, 2014 1:39 PM To: John Juul Subject: FW: EDD package for the RID : Classification: For Internal use only Party name : Southern Financial LLC [I] John — See information below. Are you familiar with Ted Gonedes? I am trying to figure out if he is senior enough for this decision. Also, the directory does not indicate who Ted reports into. Let me know your thoughts on whether Ted is the right person to go to with this Rep Risk issue? Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067439 CONFIDENTIAL SDNY_GM_00213623 EFTA01373325