EFTA Document EFTA01373326

Hello Wayne, From the information listed below, it appears that Courteney B Formal is the head for this request. Kind regards, Carlos Garcia From: Carlos-A Garcia On Behalf Of US-CB S-AML Sent: Tuesday, December 23, 2014 8:13 AM To: Carlos-A Garcia Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only — Forwarded by Carlos-A Garcia/dbldbcom on 12123/2014 CII112 AM — From: To: Anastasia Ptingle/db/dbcom, Mark Whymarildb/clkorri, Cc: Date: 12/222014 05:42 PM Subject Re: EDD package for the RID : ON8-120902 LKYCUS-3443 Party name : Southern Financial LLC Ili Classification: For Internal Use Only Anastasia, that would be me. What is the issue? https:fiederivatives.db.com/static/disclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Courteney/Mark, Who is the head of the business for this request. Thanks z Kind Regards, Mrs. Anastasia Pringle CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067441 CONFIDENTIAL SDNY_GM_002 13625 EFTA01373326