EFTA Document EFTA01373920

Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB 5-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. Iv US CB8iS AML Compliance AML Compliance Deutsche Bank Secunbes Inc Compliance Passiencfo- PelftrAst, ' Anastasia Pringle---1212212014 10:43:18 AM---Classification: For internal use only Good morning, From: To. Co: Date: Subject: 12/22/2014 1043 AM RE. EDD package for the RID: ONB-120002 LKYCUS-3443 Party name : Southern Financial LLC (I] Classification: For Internal use only Good morning, Do we have an update on the below request. Thanks Kind Regards. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068352 CONFIDENTIAL SDNY_GM_00214536 EFTA01373920