EFTA Document EFTA01373921

Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parkwa . Suite 503. 32256 Jacksonville. FL. USA Tel Fax Email Please send all GED related mails to R4141,117 afro-rm. From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Friday, December 19, 2014 3:03 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Anastasia, The case has been submitted to the next level of approval. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bank Secuntes Inc Compliance Smiln4uPerprow Anastasia Pringle---12/1912014 02:43:57 PM---Classification: For internal use only Hi Dmitri, From• To. Cc: Date: Subject: Dmitri Sakeklbrdboom. 12/19/2014 02:43 PM RE: EDD package br the RID: ONE-120002 LKYCUS-3443 Party name . Southern Financial LLC Ill Classification: For Infernal use only Hi Dmitri, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068353 CONFIDENTIAL SDNY_GM_00214537 EFTA01373921