EFTA Document EFTA01373955

flusitschr 1444win Sujith Shetty-12/15/2014 03:49:38 PM---Classification: For Internal use only Hi Team, Attached below Is the EDD Package for RID - ONE - SujIth Shettykrbidbean From To. Cc. Date. Subject: Mafia San 121152014 03:49 PM EDD package tor the RID: Party name Southern Financial LLC II) Classification: For internal use only Hi Team, Attached below is the EDD Package for RID Southern Financial LLC. Captioned request is principal party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1). We are escalating the request as Entity is Private Investment Vehicle. Kameshwaran has reviewed the alerts and the same has been attached for your reference. "Jofin reviewed and QA'd this EDD escalation package and confirms that all appropriate documentation is being escalated? The request has been escalated to AML Compliance. Kindly do the needful. EDD Template and 5 AML answers [attachment "EDD template and 5 AML answers.pdf" deleted by Dmitri Saks/db/dbcom) CIP Document [attachment "1 - CIP Doc.pdf' deleted by Dmitri Saks/db/dbcom] Physical Email 'attachment "CIP e-mail.pdf' deleted by Dmitri Saks/db/dbcoml CP Proof 'attachment "CP Proof.pdf" deleted by Dmitri Saks/db/dbconfl UBO Proof CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068412 CONFIDENTIAL SDNY_GM_00214596 EFTA01373955