1 duplicate copy in the archive
Court filing: Judgment — Case 2:11-cv-00755 (EFTA01374040)
Title Matchefta-efta01374040
Case Filesd-10-EFTA01374040Dept. of JusticeCourt filing: Judgment — Case 2:11-cv-00755 (EFTA01374040)
Unknown1p
Case File
sd-10-EFTA01374040Dept. of JusticeCourt filing: Judgment — Case 2:11-cv-00755 (EFTA01374040)
Legal Filing
AGP LP 519 Alpha Group Caudal Paul Barren STIFEL, NICOLAUS & COMPANY, INCORPORATED Waived Disqualifying Events On December 6, 2016, a final judgment ("Judgment") was entered against Stifel, Nicolaus & Company, Inc. ("Stifel Nicolaus") by the United States District Court for the Eastern District of Wisconsin (Civil Action No. 2:11-cv-00755) resolving a civil lawsuit filed by the U.S. Securities & Exchange Commission (the "SEC") in 2011 involving violations of several antifraud provisions o
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01374040
Pages
1
Persons
0
Integrity
Loading document viewer...
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,800+ persons in the Epstein files. 100% free, donor-supported, and independent. Donors see no ads.
Support This ProjectSupported by 1,550+ people worldwide
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.