EFTA Document EFTA01374229

https://ederivatives.db.com/static/disclaimer.html From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Courteney/Mark, Who is the head of the business for this request. Thanks Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboardin Equities Please send all GED related emails to: Pas-iftoFtr Retro-on. From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LICYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia. Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compiance Deutsche Bank Secuntes Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068817 CONFIDENTIAL SDNY_GM_002 15001 EFTA01374229