EFTA Document EFTA01374235

Kind regards, Jofin Varghese Client Onboarding - NY CAG DBOI Global Services Private Limited IB operations Velankani Tech rk No 43 Electronic Cit Hosur Road 560100 Bangalore, India Dmitri Saks---12/17/2014 08:30:54 PM---Classification: For internal use only Hi John. From, Ta C:c• Date Subject: 12/17/2014 08:30 PM RE: EDD package for the RID ; Party name : Southern Financial LW [II Classification: For Internal use only Hi Jofin, As stated in the attached, Jeffrey Epstein is the only control person, hence the "conflict of interest supposition" still exists. Besides, the supplied Board of Directors paper is neither notarized/witnessed/certified nor represents a formal filing document. In other words, it is not a strong legal proof. In such cases we recommend requesting a letter/email from an internal or external legal counsel. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005.2836 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068827 CONFIDENTIAL SDNY_GM_002 15011 EFTA01374235