EFTA Document EFTA01374270

Kim is also seeking information on the number of "High Risk" Industry Accounts. However, as discussed, there are issues with the quality of the data in this field. If you run this report, make sure to describe the data issues when you provide the information to Kim. Kind Regards, Wayne Salit Deutsche Bank Americas From: Kimberly Hart Sent: Wednesday, January 20, 2016 7:39 AM To: Wayne Salit Cc: Julie Cataudella; Armen Brash; Vaishali-P Mehta; Janice Franklin Subject: AML Risk Assessment - PRIME DATA NEEDED Importance: High I Domestic PEP Accounts 2. Foreign PEP Accounts 3. High Risk Industry Accounts Please provide at your earliest convenience. The due date for our data submission is Friday. Thanks in advance, Kim Kimberly Hart Managing Director I Regional Control Officer AWM Americas Deutsche Investment Management Americas Inc. Pagreien,Irr Petit:Fon- Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068886 CONFIDENTIAL SDNY_GM_002 15070 EFTA01374270