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sd-10-EFTA01374321Dept. of JusticeOther

EFTA Document EFTA01374321

The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart 0ldfia;

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Dept. of Justice
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sd-10-EFTA01374321
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The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart 0ldfia;

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EFTA Disclosure
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The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart 0ldfia; Vahe Ste anian Matt Glassman <[email protected]>; Delores Rubin Subject: Re: Rothschild ICI Any update on bid ask for 100k Roth ? Richard Kahn 1-IBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith <a/rote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068956 CONFIDENTIAL SDNY_GM_00215140 EFTA01374321

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Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P New York. NY. USA Tel • Email From: Richard Kahn Sent: Tuesday, Ma 23 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield >; Delores Rubin Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn I-IBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Pho Fax Cell ; Vahe Stepanian >; Matt Glassman On May 2

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P Ay 1 154-0004 New York, NY, USA Tel. Email From: Richard Kahn [mailto Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Delores Rubin < > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone F

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Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Tracing DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. Email From: Richard Kahn mailtcr Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith < Cc: Stewart Oldfield >; Vahe Stepanian Matt Glassman >; Delores Rubin Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth Richard Kahn HBRK Associates Inc. 575 Lexington Ave

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From: Delores Rubin Sent: 5/23/2017 7:42:17 AM To: Richard Kahn Tazia Smith CC: Stewart 0ldfiel. Vahe Stepanian Subject: : 'ot Sc Hello Richard, Matt Glassman Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expres

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To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have ca

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