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sd-10-EFTA01374338Dept. of JusticeOther

EFTA Document EFTA01374338

From: Paul Barrett Sent: 10/17/2017 8:25:37 AM To: Martin Zeman CC: Stewart Oldfield ( Subject: Re: Fr Will check. Paul Barrett Alpha Group Capital LLC New York NY 10019 (c) On Oct 17, 2017, at 12:20 AM, Martin Zeman < > wrote: Paul, Just saw an email back from credit guys- the LEI number you put on the swaps protocol document is for Financial Trust Company Inc and not for Southern Financial LLC. Is there a way for you to fix that in the morning and resend the document pls?

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sd-10-EFTA01374338
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From: Paul Barrett Sent: 10/17/2017 8:25:37 AM To: Martin Zeman CC: Stewart Oldfield ( Subject: Re: Fr Will check. Paul Barrett Alpha Group Capital LLC New York NY 10019 (c) On Oct 17, 2017, at 12:20 AM, Martin Zeman < > wrote: Paul, Just saw an email back from credit guys- the LEI number you put on the swaps protocol document is for Financial Trust Company Inc and not for Southern Financial LLC. Is there a way for you to fix that in the morning and resend the document pls?

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From: Paul Barrett Sent: 10/17/2017 8:25:37 AM To: Martin Zeman CC: Stewart Oldfield ( Subject: Re: Fr Will check. Paul Barrett Alpha Group Capital LLC New York NY 10019 (c) On Oct 17, 2017, at 12:20 AM, Martin Zeman < > wrote: Paul, Just saw an email back from credit guys- the LEI number you put on the swaps protocol document is for Financial Trust Company Inc and not for Southern Financial LLC. Is there a way for you to fix that in the morning and resend the document pls? Martin Front: Paul Barrett < Date: Monday. Oct To: Martin Zeman Subject: Fr Guys . Stewart Oldfield I would like to buy some 3 month 1.1600 EUR Puts tomorrow. Please follow up with credit first thing in the morning. Thanks Paul Paul Barrett Alpha Group Capital LLC New York, NY 10019 (o) (c) [email protected] a , ALPHA GROUP !CAPITAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068975 CONFIDENTIAL SDNY_GM_00215159 EFTA01374338

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