EFTA Document EFTA01374375

PCS NAO Page 13 of 15 inn-newts yew in 3. ihisotourri Amur. 991.000.04er Wel Cl I Mahar Finds • Ee•.hanrya loktoJ Conde (E TY p • Res Cum./hope, lemnuelep Pinney Peindiabett • Vanabsa Aodic. • Cantrodnies am] Sons EJ All.rnittre M.wim.n 'Hedge Plelds, An oar lito SOUCLIIIIIII PrMrns KX .pcipozop ▪ inforinallan Is net ertersid became arse either derre net hen 00/04 'mailmen% cc drelbseeta preside lam ma:posted ineannetios Account Settings Att011lt /44G036269 VAPID* le, M1 nr t Oman° ne Eaclrg moat,. racurobrie or WITI•Man(rgi, • • so Came • eat Matra 10/ lin account ALlifISIKAL ACCOuni DUO DiligenCe tnilia tans no IVA% Sloss Pankow Atone O Thu No 1•. /WU/WI e,.mfe Soo LISA PrIRIOT Lex OP,' O YIPS S So is Mani a Kipp. tin*? O Yes (0 Ho CUM Moireared teem or Artiste,* iClierit a that Vied 0 Sod Party Wire Transfers 2 Chatting C Debit/ATM cad O it... Investment Objectives GF g,nnln Coat • s.•nr • Ct4i. Al 1,01. COY°. IV IC ,•11../.4 .A14.0....1 • Ci Aggressive (. vwth: lnvcuor is willing to acCept substanti•I rink d toss to the portfolio to obtain growth of capital with minimal or no cut rent Income. Investor seeks return mainly from potential capital appreciation; liquidity is of no printery smite, n. • GtOWIh: Investor ts willing to accept increased risk of loss to the portfolio with greater exposure to the equity markets at equivalent markets. The objective is long-them growth of capital. Investor seeks return mainly from capital appreciation and/or higher yieldng instruments. • Income: Investor is willing to accept some risk of loss to the portfolio with exposure to "CORM producing securities in equity, fixed income or equivalent markets. Investor seeks return mainly from income. 1: Capital Preservation: Risk averse investor who is willing to accept limited Ask of loss to the portfolo with limited exposure to equity markets risk or equivalent risks. The objective is capital preservation with limited potential foe Capital apineciation and cirri Int income. Investor Seeks stability and a mode*, tenpin on capital. Urn, MorliOn/UrlulditY Need. Clods *tiler F •St<*.A rod resisy °cavort to (ash Si al 11115..COUrl WRIWAll 0 p(011,10110 son. tare loot in riot' ▪ tOw(SOnierwhat Important) 0 Madlum(Important) 0 thith(Vsyerviportant) Tune HoOnnaCInw 4.19K011.1.4.1.0on II*1111IXXIDI Rots TM tot ...anus tvvviesnan ' Investment Proceeds and Money Fund Sweeps • Sid Send Ct Mold 0 Send r..m.„„ic • 0 5..4 a) tied& https://salesforce.intranet.db.com/PCSNAO/DBForce/PCSNAO 4/16/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069028 CONFIDENTIAL SDNY GM_00215212 EFTA01374375