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sd-10-EFTA01374386Dept. of JusticeOther

EFTA Document EFTA01374386

Long story short — I reached out to a client who is a holder of The company has a voluntary tender out there and the client asked what happens if they don't tender their shares? Will they potentially be hit by the withholding tax regardless? Best, Vahe From: Zbynek Kozelsky Sent: Friday, May 12, 2017 2:09 PM To: Vahe Stepanian < >; Donald Summer Cc: Stewart Oldfield <fl Subject: RE: MBLY Tender [C] [I] Classification: For Internal use only Vahe, Ask Chris Harvey please (...without

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sd-10-EFTA01374386
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Long story short — I reached out to a client who is a holder of The company has a voluntary tender out there and the client asked what happens if they don't tender their shares? Will they potentially be hit by the withholding tax regardless? Best, Vahe From: Zbynek Kozelsky Sent: Friday, May 12, 2017 2:09 PM To: Vahe Stepanian < >; Donald Summer Cc: Stewart Oldfield <fl Subject: RE: MBLY Tender [C] [I] Classification: For Internal use only Vahe, Ask Chris Harvey please (...without

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Long story short — I reached out to a client who is a holder of The company has a voluntary tender out there and the client asked what happens if they don't tender their shares? Will they potentially be hit by the withholding tax regardless? Best, Vahe From: Zbynek Kozelsky Sent: Friday, May 12, 2017 2:09 PM To: Vahe Stepanian < >; Donald Summer Cc: Stewart Oldfield <fl Subject: RE: MBLY Tender [C] [I] Classification: For Internal use only Vahe, Ask Chris Harvey please (...without the client). He might be able to direct you. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Floor New Tel. All trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bark shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential andfor privileged infomiation. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclostre or distribution of the matenal m this email is prohibited. From: Vahe Stepanian Sent: Friday, May 12, 2017 2:07 PM To: Zbynek Kozelsky; Donald Summer Cc: Stewart Oldfield Subject: FW: MBLY Tender [C] [I] Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069043 CONFIDENTIAL SDNY_GM_00215227 EFTA01374386

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01420356

Subject: FW: MBLY Tender [C] [I] From: Vahe Stepanian < =1> Date: Mon, 15 May 2017 13:06:00 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only For our records — we spoke to Rich today and walked him through his various options as it relates to MBLY. He thought that selling the 800 MBLY shares in his account will likely be the best path forward given the small size of the position — but he will confirm with us in the next few days. From: Stewart Oldfield Sent: Monday,

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Subject: RE: MBLY Tender [C] [I] From: Stewart Oldfield Date: Mon, 15 May 2017 13:35:39 -0400 To: Vahe Stepanian Classification: For internal use only Agreed. Thanks From: Vahe Stepanian Sent: Monday, May 15, 2017 1:06 PM To: Stewart Oldfield Subject: FW: MBLY Tender [C] [I] Classification: For internal use only For our records — we spoke to Rich today and walked him through his various options as it relates to MBLY. He thought that selling the 800 MBLY shares in his account will li

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Subject: FW: MBLY Tender [C] [I] From: Vahe Stepanian ‹ > Date: Mon, 15 May 2017 12:08:16 -0400 To: Stewart Oldfield < =.• Classification: For internal use only Just called you. Give me call whenever @ From: Stewart Oldfield Sent: Monday, May 15, 2017 8:40 AM To: Vahe Stepanian <a; Chris Harvey Subject: RE: MBLY Tender [C] [I] Classification: For internal use only Note that my reading of the doc shows that they will not end up with nothing if they do not tender. But once the tender

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EFTA Document EFTA01430696

Subject: RE: MBLY Tender [C] [I] From: Chris Harvey Date: Fri, 12 May 2017 14:39:32 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Classification: For internal use only This is what is on Pershing's IFA system. It would appear the client is not a resident of Israel, and therefore would be subject to the max withholding date of 25%. It would also appear the shares will be delisted and if they choose not to participate by not filing any paperwork, then they will get nothing. So it would a

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Subject: RE: MBLY Tender [C] [I] From: Chris Harvey Date: Tue, 30 May 2017 10:30:52 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Zbynek Kozelsky < Classification: For internal use only Yes, please see the last line of the IFA. It needs to be attached to the Service Center request. From: Vahe Stepanian Sent: Tuesday, May 30, 2017 10:27 AM To: Chris Harvey Cc: Stewart Oldfield; Zbynek Kozelsky Subject: RE: MBLY Tender [C] [I] Classification: For internal use only Chris - the client

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Subject: RE: MBLY Tender [C] [I] From: Vahe Stepanian ‹ > Date: Tue, 30 May 2017 10:26:50 -0400 To: Chris Harvey <[email protected]> Cc: Stewart Oldfield Zbynek Kozelsky Classification: For internal use only Chris - the client indicated he filled out the paperwork. Should he send back to us or elsewhere? Thank you, Vahe From: Chris Harvey Sent: Friday, May 12, 2017 2:40 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: RE: MBLY Tender [C] [I] Classification: For internal use

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