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sd-10-EFTA01374395Dept. of JusticeOther

EFTA Document EFTA01374395

From: Richard Kah Sent: 9/20/2016 9:16:21 AM To: Stewart 0ldfield Subject: Re: Halsbrook can you please send mary contact info thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 1, 2016, at 4:17 PM, Stewart Oldfield <[email protected]> wrote: Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whenever it makes sense. Hope your contractor came through and you get to enjoy the long we

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Dept. of Justice
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sd-10-EFTA01374395
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From: Richard Kah Sent: 9/20/2016 9:16:21 AM To: Stewart 0ldfield Subject: Re: Halsbrook can you please send mary contact info thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 1, 2016, at 4:17 PM, Stewart Oldfield <[email protected]> wrote: Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whenever it makes sense. Hope your contractor came through and you get to enjoy the long we

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kah Sent: 9/20/2016 9:16:21 AM To: Stewart 0ldfield Subject: Re: Halsbrook can you please send mary contact info thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 1, 2016, at 4:17 PM, Stewart Oldfield <[email protected]> wrote: Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whenever it makes sense. Hope your contractor came through and you get to enjoy the long weekend. https://www.halsbrook.com/ Thanks, Stew <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 blackberry Email stewart,oldfieldgPdb.com Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069056 CONFIDENTIAL SDNY_GM_00215240 EFTA01374395

Technical Artifacts (5)

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainoldfieldgpdb.com
Phone212 454-2881
Phone917 209-0686
URLhttps://www.halsbrook.com

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From: Stewart Oldfield [ Sent: 9/1/2016 4:17:50 PM To: Richard Kahn Subject: Halsbrook Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whenever it makes sense. Hope your contractor came through and you get to enjoy the long weekend. https://www.halsbrook.com/ Thanks, Stew Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management Park Avenue New York. NY 10154 Securities offered thro

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From: Richard Kahn [mailto. Sent: Tuesday, August 23, 2016 3:10 PM To: Stewart Oldfield Subject: Re: US Open next week? thank you for invite if still available i would love to attend thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Aug 22, 2016, at 6:47 PM, Stewart Oldfield > wrote: Rich, Any interest in coming to the opening night of the US Open next Monday? I have two tickets so you can bring someone else if you like.

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From: Stewart Oldfield Sent: 9/20/2016 9:18:30 AM To: Richard Kahn Subject: RE: Halsbrook From: Richard Kahn [mailto: Sent: Tuesday, September 2111111111 To: Stewart Oldfield Subject: Re: Halsbrook can you please send mary contact info thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 1, 2016, at 4:17 PM, Stewart Oldfield wrote: Not sure whether I ever sent you Mary's company info. She would love to connect with your friend whe

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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Perfect. Please let me know who else is joining on your side. I should be able to get the tickets to you in the next couple of days. Right now, looks like I will be there with Joe Dursi (who you've met) and we will be joined by two other clients. Should be a fun night. Looks like Phil Collins is performing. From: Richard Kahn [nal Sent: Tuesday, August 23, 2016 3:10 PM To: Stewart Oldfield Subject: Re: US Open next week? thank you for invite if still available i would love to attend th

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Subject: RE: KYC Remediation - Southern Financial Relationship [I] From: Cynthia Rodriguez Date: Mon, 10 Jul 2017 10:53:01 -0400 To: Daphne Cales Classification: For internal use only Hi Love, I closed the case J Thanks for heads up. Let me know if anything else needs to get done! Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th

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