EFTA Document EFTA01374399
From: Richard Kahn Sent: 10/7/201610:19:59 AM To: Stewart 0ldfield Subject: Re: Saudi bond yes i did read thanks for sending Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cell On Oct 7, 2016, at 10:01 AM, Stewart Oldfield wrote: You probably saw this, but just in case. Thanks http://www.bloomberg.com/news/articles/2016-10-04/doha-bank-ceo-says-saudi-arabia-missed-the- boat-on-borrowing-itv2rm34 <image® I .png> Stewart Oldfield, CM
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From: Richard Kahn Sent: 10/7/201610:19:59 AM To: Stewart 0ldfield Subject: Re: Saudi bond yes i did read thanks for sending Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cell On Oct 7, 2016, at 10:01 AM, Stewart Oldfield wrote: You probably saw this, but just in case. Thanks http://www.bloomberg.com/news/articles/2016-10-04/doha-bank-ceo-says-saudi-arabia-missed-the- boat-on-borrowing-itv2rm34 <image® I .png> Stewart Oldfield, CM
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EFTA Document EFTA01420388
Subject: Re: Saudi bond From: Richard Kahn ‹ > Date: Fri, 07 Oct 2016 10:19:59 -0400 To: Stewart Oldfield ‹ > yes i did readthanks for sending Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 7, 2016, at 10:01 AM, Stewart Oldfield ‹ > wrote: > You probably saw this, but just in case. Thanks http://www.bloomberg.com/news/articles/2016-10-04/doha-bank-ceo-says-saudi- arabia-missed-the-boat-on-borrowing-itv2rm34 <image001.png>
EFTA Document EFTA01282195
KYC l'rint Page 1 of 30 DB PWM GLOBAL KYC/NCA: PART A KYC Case N : 01977695 One sheet must be established per relationshi • list all accounts Included In the relatlonshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Cooking (enter. New York Relationship Manager: Stewart Oldfidd • New MK Relationship O Existing PWM Relationship Relationship to PWM: If online, please indicate since when the relationship exists, provide Penodk Review - Overdue HR KYC ""
EFTA Document EFTA01421080
Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st
KYC Print
DOJ EFTA Data Set 10 document EFTA01282143
EFTA Document EFTA01298891
KYC Print Page I of 23 KYC Case it 01977699 DB PWM GLOBAL 1O(C/NCA PART A One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP. 00000483290 Booking Center: New York Relationship Manager: Stewart Ocilla 0 New PWM Relationship ii6. Existing FWM Relationship Relationship to FWM: If existing, please indicate since when the relationship exists. provide reason for new pro
EFTA Document EFTA01399254
Subject: RE: Butterfly brokers e [I] From: Diana Canter Date: Tue, 25 Sep 2018 15:20:23 -0400 To: Funda Bozkurt zia Memon Cc: Kimberly Hart Please give me some examples Kind regards, Diana Canter Ottps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email
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