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EFTA Document EFTA01374457EFTA Document EFTA01374459
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sd-10-EFTA01374458Dept. of JusticeOther

EFTA Document EFTA01374458

From: Stewart Oldfield Sent: 6/11/20181:43:18 PM To: Martin Zeman CC: Bradley Gillin [ Subject: FW: USA Patriot Act Customer Identification Program Notification Attachments: BCM Letter 2017.pdf; 0851 ANNUAL DISCLOSURE 2014.pdf Did they get this notice because of their GM account? From: Richard Kahn Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBR

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sd-10-EFTA01374458
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From: Stewart Oldfield Sent: 6/11/20181:43:18 PM To: Martin Zeman CC: Bradley Gillin [ Subject: FW: USA Patriot Act Customer Identification Program Notification Attachments: BCM Letter 2017.pdf; 0851 ANNUAL DISCLOSURE 2014.pdf Did they get this notice because of their GM account? From: Richard Kahn Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBR

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EFTA Disclosure
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From: Stewart Oldfield Sent: 6/11/20181:43:18 PM To: Martin Zeman CC: Bradley Gillin [ Subject: FW: USA Patriot Act Customer Identification Program Notification Attachments: BCM Letter 2017.pdf; 0851 ANNUAL DISCLOSURE 2014.pdf Did they get this notice because of their GM account? From: Richard Kahn Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 Begin forwarded message: From: Nathan Head < Subject: USA Patriot Act Customer Identification Program Notification Date: June 11, 2018 at 1:35:47 PM EDT To: 'Richard Kahn' < Cc: Joshua Chin-San • Dear Client - Southern Financial, LLC Subject: USA PATRIOT Act Section 326 Customer Identification Program & Regulation GC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069149 CONFIDENTIAL SDNY GM_00215333 EFTA01374458

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