EFTA Document EFTA01374485

From: Rob Wang on behalf of Amlcompliance Inquiries Sent: 4/5/2018 11:04:26 AM To: Hildegarde Berrios ; Michele-M Quattrocchi CC: Stewart Oldfield ; Amlcompliance Inquiries Rob Wang Subject: RE: Inquiry Regarding Account Client: LSJE, LIC; Alert No. 83817 - DUE April 11, 2018 Di Classification: For Internal use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM To: Cynthia Rodriguez < >; Stewart Oldfield < Cc: Amlcompliance Inquiries < >; Rob Wang < Subject: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Importance: High Classification: For Intonel use only Good Morning: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. Outgoing Wires: 2/7/2018 , $3,000 for at SBERBANK (Russia) 2/9/2018 , S5,000 for at SWEDBANK AB (LITHUANIA) 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrtiBen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069187 CONFIDENTIAL SDNY_GM_00215371 EFTA01374485