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sd-10-EFTA01374862Dept. of Justice

EFTA Document EFTA01374862

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New York, NY 10154 Tel. Fax Emaila=1 Securities offered through Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, Au ust 15, 2018 11:42 AM To: Vijay-A Sawant < Cc: Stewart Oldfield < Subject: Southern Financial/Epstein KYC Remediation [II Importance: High Classification: For internal use only Vijay, I hope you enjoyed your Independence Day. Please confirm below - Once confirmed, I will reach out to Epstein's office with one email. Thank you. We require Certificat

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Dept. of Justice
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sd-10-EFTA01374862
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