EFTA Document EFTA01374866

Thanks. Will submit this afternoon. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:05 AM, Vijay-A Sawant cz > wrote: Good Morning Stewart, We have completed KYC Case#01977698 for the above high risked accounts and re- assigning this case to you for your approval. Request you to kindly advise if any discrepancies, or else forward to the AML team for final approval, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CI8 Centre Private Limited - Deutsche Bank Group Wealth Management DB Centre Mumbai, NirIon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India From: Vijay-A Sawant Sent: Friday, August 31 To: Stewart Oldfield < Cc: Richard larossi < >; Mayur Rathod < >; Bradley Gillin Subject: RE: 2018 Periodic Review of High Risked Accounts Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [Il Importance: High Hi Stewart, Thanks for the confirmation on Butterfly Trust. We confirm that we do not require CDD form for this account & everything ok with this acct. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069800 CONFIDENTIAL SDNY_GM_00215984 EFTA01374866