EFTA Document EFTA01374949

Southern Financial LLC (account 08/06/19: holds EUR 2.5mm face of COFP 4.407 TRADE DATE QUANTITY DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) F)( RATE (TO USDE) POSITION VALUE (USDE) TYPE 2,500,000.0000 CASINO, GUICHARD-PERRACHON SA ISIN OFR0011301480 4.407% 08/06/19 REG DTD 08/03/12 N/C 99.6200 2,490.500 (X) 1.14070 2,840,91335 CORPORATE We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.jpg> Southern Financial LLC (account holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: TRADE DATE QUANTITY SYMBOL DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) FX RATE (TO USDE) POSITION VALUE (USDE) 100000.0000 73,091.3300 AAPL DADA APPLE INC COM INSURED DEPOSITS PROGRAM ■ 175.4600 1.0000 I 1,546 CO) 00 /3,1/91 3i 1.00000 1.00000 17.546 (xX) 00 /3.09133 Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davide <image001 gif> Davide Sferruza Associate Investments lt Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor '. 1015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069920 CONFIDENTIAL SDNY_GM_00216104 EFTA01374949