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sd-10-EFTA01375013Dept. of JusticeOther

EFTA Document EFTA01375013

From: Robert Frohlich Sent: 5/23/2019 5:25: To: Stewart Oldfield CC: Leslie Roth Subject: Southern Financial - 2018 revenues l0 Classification: Confidential Hi Stewart, I think what happened is that only pan of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR

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Dept. of Justice
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sd-10-EFTA01375013
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From: Robert Frohlich Sent: 5/23/2019 5:25: To: Stewart Oldfield CC: Leslie Roth Subject: Southern Financial - 2018 revenues l0 Classification: Confidential Hi Stewart, I think what happened is that only pan of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR

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From: Robert Frohlich Sent: 5/23/2019 5:25: To: Stewart Oldfield CC: Leslie Roth Subject: Southern Financial - 2018 revenues l0 Classification: Confidential Hi Stewart, I think what happened is that only pan of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR relationship Investment reference• 1.CRM Platform Name SOUTHERN Recon UBR_Diff. (US FINANCIAL Onshore) Capital Markets Deposits Other Products Recon UBR_Diff. (US Onshore) Total Stewart Oldfield Stewart Oldfield Total SOUTHERN FINANCIAL Total Grand Total Kind regards. Rob Frohlich Robert Frohlich Deutsche Bank AG. Filiale New York Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Deposits Year 2,018 2,019 Grand Total CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070049 CONFIDENTIAL SDNY_GM_00216233 EFTA01375013

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